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FCA Board Minutes: 23 April 2020 [pdf]
FCA Board Minutes: 23 April 2020 -
GC20/1: Advising on pension transfers
The FCA is consulting on guidance on what it expects from firms when advising on pension transfers and conversions, particularly from defined benefit (DB) schemes to defined contribution (DC) schemes. This Guidance Consultation sets out best -
CP20/7: Quarterly Consultation Paper No 28
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
Defined Benefit (DB) transfers – further update on our work
We set out further findings from our assessment of the suitability of defined benefit (DB) transfer advice, as part of a package of measures to improve standards in this area. -
PS20/6 Pension transfer advice: feedback on CP19/25 and our final rules and guidance
The FCA has published new rules and guidance on pension transfer advice, particularly defined benefit (DB) to defined contribution (DC) transfers. This Policy Statement forms part of a wider package to improve the suitability of pension transfer -
Final Notice 2020: Jason Taylor [pdf]
This final notice (Jason Taylor) refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
Final Notice 2020: Advantage Car Centre Limited [pdf]
This final notice (Advantage Car Centre Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Information on number of controlled function holders between April 2015 and March 2020 - June 2020
FCA provides information on on number of controlled function holders between April 2015 and March 2020. -
Information on number of consumer credit products bought between Q3 2016 and Q1 2020 - June 2020
FCA provides information on number of consumer credit products bought between Q3 2016 and Q1 2020. -
FS20/07: Product Value and coronavirus: guidance for insurance firms [pdf]
On 1 May 2020, we published draft guidance for insurance firms on assessing the value of their products in light of Coronavirus (Covid-19). This was subject to a short consultation period, which closed on 15 May.