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FCA Board Minutes: 1 April 2020 [pdf]
FCA Board Minutes: 1 April 2020 -
FCA Board Minutes: 26 March 2020 [pdf]
FCA Board Minutes: 26 March 2020 -
Financial Services Regulatory Initiatives Forum - Terms of reference [pdf]
The purpose of the Forum is to share information on, and review the timing of, regulatory initiatives with a view to considering the operational impact of their implementation by firms. -
Letter to Financial Ombudsman Service regarding complaints handling during coronavirus pandemic [pdf]
Letter from the FCA to the Financial Ombudsman Service asking how will the Ombudsman Service consider handling complaints during the coronavirus pandemic period. -
Letter: Financial Ombudsman Service reply to the FCA regarding complaints handling during coronavirus pandemic [pdf]
The Financial Ombudsman Service confirms how it will handle complaints during the coronavirus pandemic period. -
Administrative arrangement for the transfer of personal data between the FCA and United States Commodity Futures Trading Commission (CFTC) [pdf]
This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement. -
Administrative arrangement for the transfer of personal data between the FCA and the Australian Securities and Investments Commission (ASIC) [pdf]
This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement. -
Administrative arrangement for the transfer of personal data between the FCA and United States Securities and Exchange Commission (SEC) [pdf]
This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement. -
Administrative arrangement for the transfer of personal data between the FCA and the Securities and Futures Commission of Hong Kong (SFC) [pdf]
This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement. -
Modification by Consent of SUP 10C.3.13 and SYSC 24.1.2 direction [pdf]
This modification by consent is available to solo regulated firms using temporary arrangements. Firms can use this waiver if they think they may need to make or extend temporary arrangements to cover absences, as a result of the coronavirus (Covid-19