Publications
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Business Plan 2020/21 [pdf]
The FCA annual Business Plan gives details of the key priorities and the planned specific activities for the 2020/21. -
Our Business Plan 2020/21
The FCA annual Business Plan gives details of the key priorities and the planned specific activities for 2020/21. -
Business Plan 2020/21: video transcript [pdf]
Transcript for the Business Plan 2020/21 video. -
National Storage Mechanism User Guide [pdf]
FCA user guide for the National Storage Mechanism (NSM). -
National Storage Mechanism (including structured annual financial reports): help and frequently asked questions [pdf]
Help and frequently asked questions for the National Storage Mechanism (NSM). -
The number of FCA regulated firms - March 2020
The FCA provides a yearly breakdown of the number of FCA regulated firms up until March 2020. -
The number of enforcement cases against Senior Managers under SMCR - April 2020
The FCA provides information on the number of enforcement cases against Senior Managers. -
Information on Significant Influence Function (SIF) interviews - April 2020
The FCA provides information on the number of Significant Influence Function (SIF) interviews that have been led by the FCA, and the number that have been conducted jointly by the FCA and PRA. -
Information relating to Notices of ceasing to perform controlled functions - April 2020
The FCA provides information relating to Notices of ceasing to perform controlled functions. -
Information on the number of restricted advisers and independent advisers - April 2020
The FCA provides information on the number of restricted advisers and independent advisers in 2018, 2015 and 2010, including comparative figures.