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Banking providers’ fraud controls [xlsx]
This spreadsheet contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their -
CP20/5: Open-ended Investment Companies – Proposals for a more proportionate Listing regime [pdf]
This consultation sets out how we propose to make the necessary changes to the Listing Rules to create a more proportionate listing regime for OEICs in standard listing, whilst ensuring existing investor protections are maintained. -
Comparison of banking providers’ fraud controls
This page contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their -
Call for input: Accessing and using wholesale data [pdf]
This Call for Input (CFI) looks at the use and value of data and advanced analytics in wholesale financial markets, both now and in the future. -
CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing
In our Discussion Paper we asked whether premium listing obligations to open-ended investment companies (OEICs) should be dis-applied and OEICs should be listed in the standard-listing segment. Following our Feedback Statement, we committed to -
CP20/4: Quarterly Consultation No 27 [pdf]
The Financial Conduct Authority invites comments on this Consultation Paper. Comments should reach us by 3 April 2020 for chapters 2, 5, 7, 8 and 9, and 1 May 2020 for chapters 3, 4 and 6. -
CP20/3: Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations [pdf]
We are asking for comments on this Consultation Paper (CP) by 5 June 2020. -
CP20/4: Quarterly Consultation Paper No 27
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
DP20/1: Transforming culture in financial services – driving purposeful cultures [pdf]
Read about the role of purpose explored in a collection of essays from industry leaders, professional bodies and culture experts to drive healthy, sustainable culture in firms. -
Electronic Submission System (ESS) user guide [pdf]
FCA's ESS guide on submitting documents electronically.