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  1. Submitter user guide for the National Storage Mechanism (NSM) [pdf]

    Primary market

    Published: 23/02/2020

    Last modified: 13/01/2026

    Submitter user guide for the National Storage Mechanism (NSM).

  2. Final notice 2020: Elizabeth Marie Walker [pdf]

    Final notices

    Published: 21/02/2020

    This final notice (Elizabeth Marie Walker) refers to a candidate for approval to perform a controlled function. The candidate did not satisfy us that she met the competence and capability criteria of the FCA’s Fit and Proper Person Test. We

  3. Final Notice 2020: Spiral Cycles Limited [pdf]

    Final notices

    Published: 19/02/2020

    This final notice (Spiral Cycles Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2020: Thames Auto Sales [pdf]

    Final notices

    Published: 19/02/2020

    This final notice (Thames Auto Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Sector Views 2020 [pdf]

    Corporate documents

    Published: 18/02/2020

    FCA Sector Views 2020.

  6. Video transcript: sector views video [pdf]

    Transcripts

    Published: 18/02/2020

    Read the transcript for our sector views video.

  7. Sector Views - published February 2020

    Corporate documents

    Published: 18/02/2020

    Last modified: 21/02/2020

    We set out our annual analysis of the way the financial environment is changing and the impact of these changes on consumers and market effectiveness.

  8. Information on Mortgage Sales - February 2020

    FOI releases

    Published: 18/02/2020

    Last modified: 25/10/2022

    FCA provides information on Mortgage Sales 2018 - 2019.

  9. Second Supervisory Notice 2020: Rix Motor Company Limited [pdf]

    Supervisory notices

    Published: 18/02/2020

    Second Supervisory Notice for Rix Motor Company Limited (2020)

  10. Second Supervisory Notice 2020: Fortuna Wealth Management Limited [pdf]

    Supervisory notices

    Published: 18/02/2020

    This second supervisory notice refers to breaches of the supervision threshold conditions (COND) and to breaches of PRIN1 and PRIN11 related to lack of fitness/propriety and failing to be open and co-operative in the investment adviser sector. We
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