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FOI 6744 response tables [pdf]
FOI 6744 response tables -
Final Notice 2020: Andrew Maurice Blunt [pdf]
This final notice (Andrew Maurice Blunt) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Paul Michael Grant [pdf]
This final notice (Paul Michael Grant) refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
FOI 6265 response information provided [pdf]
FOI 6265 response information provided -
Final Notice 2020: Lakeside Motor Group Limited [pdf]
This final notice (Lakeside Motor Group Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Renewable Technology Group Limited [pdf]
This final notice (Renewable Technology Group Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Lakes Plumbing & Heating Services Ltd [pdf]
This final notice (Lakes Plumbing & Heating Services Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Five Star of Formby (Alan Gabrielson trading as) [pdf]
This final notice (Five Star of Formby) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Statistics on type of firms reporting under COREP - February 2020
FCA provides statistics on the number of firms and the type reporting under COREP. -
Occasional Paper 52: Bond liquidity and dealer inventories [pdf]
Read a joint FCA and Securities and Exchange Commission working paper on bond liquidity and dealer inventories, using US and European regulatory data.