Publications

Showing 9131 to 9140 of 18821 search results.

9131. Information on Appointed Representative and Survey response - January 2020

      FOI releases

      Published: 07/01/2020

      Last modified: 25/10/2022

      FCA provides information on Appointed representatives and the amount who responded to survey on behalf of firms.

9132. Statistics of Investigations into individuals holding Control & Senior Management functions - January 2020

      FOI releases

      Published: 06/01/2020

      Last modified: 25/10/2022

      FCA Provides statistics on Investigations into Control and Senior Management Functions. FCA also provides information on policy work around Cannabis products.

9133. Regulatory fees and levies 2026/27 - Fee block CMC01 and I024 [pdf]

      Fees information

      Published: 03/01/2020

      Last modified: 08/01/2024

      Fee tariff data: Regulatory fees and levies 2024/2025 - Fee-blocks CMC01 and I024

9134. Fee tariff data: Periodic fees 2024/2025 - Fee block D002 Professional Body Supervisors [pdf]

      Fees information

      Published: 03/01/2020

      Last modified: 08/01/2024

      Periodic fees 2024/2025 - Fee-block D002 Professional Body Supervisors

9135. Overdrafts video 3 transcript [pdf]

      Transcripts

      Published: 03/01/2020

      Transcript for the overdrafts consumer 3 video.

9136. Transcript - overdrafts consumer video 4 [pdf]

      Transcripts

      Published: 03/01/2020

      Transcript for the overdrafts consumer video 4.

9137. Statistics provided on the Senior managers' Regime - January 2020

      FOI releases

      Published: 03/01/2020

      Last modified: 25/10/2022

      FCA Provides Statistics of Individuals under the scope of Senior Managers and Certification Regime.

9138. Information on open FCA enforcement cases - January 2020

      FOI releases

      Published: 03/01/2020

      Last modified: 25/10/2022

      FCA provides Information on Open cases and active investigations into Firms and Individuals.

9139. Dear CEO letter: Non-financial misconduct in wholesale general insurance firms [pdf]

      Dear CEO letters

      Published: 03/01/2020

      We explain our view of non-financial misconduct in wholesale general insurance firms.

9140. Firm level complaints data 2019 H1 [xlsx]

      Data

      Published: 30/12/2019

      Last modified: 30/12/2019

      Firm level complaints data 2019 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.