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Final notice 2019: The Prudential Assurance Company Limited [pdf]
This Final Notice (The Prudential Assurance Company Limited) refers to breaches of PRIN 3 and PRIN 6 and relates to mis-selling and the unfair treatment of customers in the pensions sector. We imposed a fine. -
Quarterly KPIs – 2019/20: June 2019 [pdf]
These quarterly key performance indicators (KPIs) provide key metrics on the performance of our Authorisations division. -
PS19/24: Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27
This Policy Statement summarises the feedback received to our consultation on illiquid assets and open-ended funds. It sets out our final rules relating to disclosure, liquidity management and suspension of dealing, as originally proposed in CP18/27. -
Handbook Notice 69 [pdf]
This Handbook Notice describes certain changes to the Handbook, Binding Technical Standards and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 26 September 2019. Additionally, -
Draft Main FCA Transitional Directions [pdf]
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Draft FCA Prudential Transitional Direction [pdf]
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Draft Transitional Direction: Annex B [pdf]
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Draft Transitional Direction: Annex A [pdf]
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Draft Transitional Direction Explanatory Note [pdf]
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Notice of Undertaking: The Co-operative Bank p.l.c. (trading as Platform) [pdf]
The FCA has published an undertaking from The Co-operative Bank p.l.c. (trading as Platform) in relation to a term in Platform’s mortgage contracts. The undertaking has been provided under the Consumer Rights Act 2015 (CRA).