Publications

Showing 9401 to 9410 of 18843 search results.

9401. Final Notice 2019: Redline Motor Company (Shahjalal Uddin trading as) [pdf]

      Final notices

      Published: 02/10/2019

      This final notice (Redline Motor Company (Shahjalal Uddin trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a

9402. PS19/23: FCA and PRA changes to mortgage reporting requirements [pdf]

      Policy statements

      Published: 30/09/2019

      CP18/41 proposed new reporting requirements for regulated mortgage lenders and home finance administrators. We summarise feedback and our response

9403. PS19/24: Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27 [pdf]

      Policy statements

      Published: 30/09/2019

      FCA Policy Statement (PS19/24) Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27

9404. Final notice 2019: The Prudential Assurance Company Limited [pdf]

      Final notices

      Published: 30/09/2019

      This Final Notice (The Prudential Assurance Company Limited) refers to breaches of PRIN 3 and PRIN 6 and relates to mis-selling and the unfair treatment of customers in the pensions sector. We imposed a fine.

9405. Quarterly KPIs – 2019/20: June 2019 [pdf]

      Corporate documents

      Published: 30/09/2019

      These quarterly key performance indicators (KPIs) provide key metrics on the performance of our Authorisations division.

9406. PS19/24: Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27

      Policy statements

      Published: 30/09/2019

      Last modified: 30/09/2019

      This Policy Statement summarises the feedback received to our consultation on illiquid assets and open-ended funds. It sets out our final rules relating to disclosure, liquidity management and suspension of dealing, as originally proposed in CP18/27.

9407. Handbook Notice 69 [pdf]

      Handbook

      Published: 27/09/2019

      This Handbook Notice describes certain changes to the Handbook, Binding Technical Standards and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 26 September 2019. Additionally,

9408. Draft Main FCA Transitional Directions [pdf]

      Handbook

      Published: 26/09/2019

9409. Draft FCA Prudential Transitional Direction [pdf]

      Handbook

      Published: 26/09/2019

9410. Draft Transitional Direction: Annex B [pdf]

      Handbook

      Published: 26/09/2019