Publications

Showing 9611 to 9620 of 18845 search results.

9611. Administrative arrangement for the transfer of personal data between EEA Authorities and non-EEA Authorities [pdf]

      Corporate documents

      Published: 25/07/2019

      The FCA is a signatory to the IOSCO-ESMA administrative arrangement for the transfer of personal data between EEA authorities and non-EEA authorities. This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA

9612. Final Notice 2019: Wedgwood Vehicle Solutions Limited [pdf]

      Final notices

      Published: 25/07/2019

      This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in

9613. Final Notice 2019: Potters’ Music Shop (Croydon) Limited [pdf]

      Final notices

      Published: 25/07/2019

      This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in

9614. Gabriel DRG change log v50 [pdf]

      Systems information

      Published: 24/07/2019

      We have made the following key changes to Gabriel: New Data item REP020 New version of REP018 ( v2 ) Other minor bug fixes and changes

9615. GC19/3: Guidance for firms on the fair treatment of vulnerable customers [pdf]

      Guidance consultations

      Published: 23/07/2019

      Last modified: 23/07/2019

      Protecting vulnerable consumers is a key priority for the FCA. There are many different drivers of vulnerability, and our Financial Lives Survey showed that 50% of UK adults display one or more characteristics of being potentially vulnerable.

9616. Final Notice 2019: Standard Life Assurance Limited [pdf]

      Final notices

      Published: 23/07/2019

      This final notice (Standard Life Assurance Limited) refers to breaches of PRIN 3, PRIN 6 and COBS related to the unfair treatment of customers in the Life Insurance sector. The FCA imposed a financial penalty.

9617. Portfolio strategy letter wealth management and stockbroking supervision strategy [pdf]

      Portfolio letters

      Published: 23/07/2019

      This letter sets out FCA's view of the key risks of harm that Wealth Management and Stockbroking firms pose to their customers or the markets in which they operate. Firms should consider whether their firm presents these risks and consider their

9618. Infographic: Overdrafts will be simpler, fairer and easier to manage [pdf]

      Documents

      Published: 22/07/2019

9619. Infographic: Price cap for the rent-to-own market [pdf]

      Documents

      Published: 22/07/2019

9620. Alternatives to high-cost credit

      External research

      Published: 22/07/2019

      Last modified: 22/07/2019

      This FCA report sets out actions and recommendations to improve the availability and awareness of alternatives to high-cost credit.