Publications
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Safeguarding arrangements of non-bank payment service providers
The FCA carried out a multi-firm review with 11 non-bank payment service providers (PSPs) to assess how well they meet the requirements for safeguarding service users’ funds in PSRs and EMRs. -
Dear CEO letter: Non-bank payment service providers – requirements for safeguarding of customer funds [pdf]
What we expect of electronic money institutions (EMIs) and authorised payment institutions (APIs) in relation to their safeguarding obligations. -
CP19/22: Prohibiting the sale to retail clients of investment products that reference cryptoassets [pdf]
The FCA consulted on banning the sale, marketing and distribution of derivatives and exchange traded notes referencing cryptoassets to all retail consumers. -
Joint statement on climate change [pdf]
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The FCA’s response to the Complaints Commissioner’s Report - FCA00502 [pdf]
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The FCA’s response to the Complaints Commissioner’s Report FCA00550 [pdf]
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Final Notice 2019: Craig Mitchison [pdf]
This final notice (Craig Mitchison) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
PS19/19: FCA regulated fees and levies 2019/20: Including feedback on CP19/16 and ‘made rules’ [pdf]
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PS19/18: Restricting contract for difference products sold to retail clients [pdf]
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PS19/18: Restricting contract for difference products sold to retail clients
We have finalised rules restricting how CFDs and CFD-like options are sold, marketed, and distributed to retail consumers.