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Final Notice 2019: Lynden Gerard Scourfield [pdf]
This final notice refers to breaches of FIT related to a lack of fitness/propriety in the retail banking sector. We imposed a prohibition. -
Final Notice 2019: Mark Dobson [pdf]
This final notice refers to breaches of FIT related to a lack of fitness/propriety in the retail banking sector. We imposed a prohibition. -
Final Notice 2019: David John Mills [pdf]
This final notice refers to breaches of FIT related to a lack of fitness/propriety. We imposed a prohibition. -
Final Notice 2019: Alison Mary Mills [pdf]
This final notice refers to breaches of FIT related to a lack of fitness/propriety. We imposed a prohibition. -
Terms of Reference: Interest Rate Hedging Products (IRHPs) [pdf]
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Terms of Reference: Connaught Income Fund Series 1 (the Fund) and connected companies [pdf]
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Perimeter report 2018/19 [pdf]
This is the first FCA annual perimeter report. It determines which firms require authorisation and what level of protection consumers can expect for the financial services and products they purchase. -
Letter to Rt Hon. Nicky Morgan MP, Chair of the Treasury Committee on LF Woodford Equity Income Fund [pdf]
Andrew Bailey, Chief Executive of the FCA wrote to Rt Hon. Nicky Morgan MP, Chair of the Treasury Committee. This was in response to Nicky Morgan’s letter on the 10 June 2019 which asked for information from the FCA regarding issues relating to -
Defined benefit pension transfers – market-wide data results
Collected data from firms on the size and value of the Defined Benefit (DB) pension advice market. -
Overview of our cross-cutting and market-specific work infographic [pdf]