Publications

Showing 9681 to 9690 of 18845 search results.

9681. Terms of Reference: Connaught Income Fund Series 1 (the Fund) and connected companies [pdf]

      Corporate documents

      Published: 20/06/2019

9682. Perimeter report 2018/19 [pdf]

      Annual reports

      Published: 19/06/2019

      This is the first FCA annual perimeter report. It determines which firms require authorisation and what level of protection consumers can expect for the financial services and products they purchase.

9683. Letter to Rt Hon. Nicky Morgan MP, Chair of the Treasury Committee on LF Woodford Equity Income Fund [pdf]

      Correspondence

      Published: 19/06/2019

      Andrew Bailey, Chief Executive of the FCA wrote to Rt Hon. Nicky Morgan MP, Chair of the Treasury Committee. This was in response to Nicky Morgan’s letter on the 10 June 2019 which asked for information from the FCA regarding issues relating to

9684. Defined benefit pension transfers – market-wide data results

      Multi-firm reviews

      Published: 19/06/2019

      Last modified: 29/08/2025

      Collected data from firms on the size and value of the Defined Benefit (DB) pension advice market.

9685. Overview of our cross-cutting and market-specific work infographic [pdf]

      Documents

      Published: 19/06/2019

9686. FCA PPI - The Deadline Is Pressing TV Ad (Intro) Transcript [pdf]

      Published: 19/06/2019

      Transcript for FCA PPI - The Deadline Is Pressing TV Ad (Intro).

9687. Final Notice 2019: KTS Enterprises Limited [pdf]

      Final notices

      Published: 18/06/2019

      This final notice (KTS Enterprises Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9688. Final Notice 2019: Direct Shelving Service Ltd [pdf]

      Final notices

      Published: 18/06/2019

      This final notice (Direct Shelving Service Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9689. Final Notice 2019: Oldham Athletic (2004) Association Football Club Limited [pdf]

      Final notices

      Published: 18/06/2019

      This final notice (Oldham Athletic (2004) Association Football Club Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We

9690. Memorandum of Understanding between the China Securities Regulatory Commission and the Financial Conduct Authority [pdf]

      Memorandums of understanding

      Published: 17/06/2019

      MoU between the China Securities Regulatory Commission and the UK Financial Conduct Authority.