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Showing 161 to 170 of 655 search results.

  1. STS Notification template (private, full) [xlsx]

    Forms

    Published: 23/11/2020

    Last modified: 30/11/2020

    Use this template to complete a securitisation STS notification.

  2. STS Notification template (private, anonymised) [xlsx]

    Forms

    Published: 23/11/2020

    Last modified: 30/11/2020

    Use this template to complete a securitisation STS notification.

  3. Draft advance application for registration as a UK Securitisation Repository [docx]

    Forms

    Published: 21/09/2020

    Last modified: 21/09/2020

    Draft advance application for registration as a UK Securitisation Repository.

  4. IT self-assessment form [xlsm]

    Forms

    Published: 03/08/2020

    Use this form to identify which forms you need to complete as part of your application.

  5. Self-certification form [docx]

    Forms

    Published: 03/08/2020

    Use this form to ensure that management in your organisation comply with the relevant regulatory rules and guidelines.

  6. Modification by consent of SUP 10A.5.6R direction [pdf]

    Forms

    Published: 09/07/2020

    Modification by consent of SUP 10A.5.6R direction

  7. Securities Financing Transactions Regulation (SFTR) registration form [docx]

    Forms

    Published: 24/06/2020

    Application for registration for trade repositories providing services under the Securities Financing Transactions Regulations (SFTR).

  8. Securities Financing Transactions Regulation (SFTR) notes [docx]

    Forms

    Published: 24/06/2020

    Trade repository notes for applying to provide services under the Securities Financing Transactions Regulation (SFTR).

  9. Securities Financing Transactions Regulation (SFTR) registration conversion form [docx]

    Forms

    Published: 24/06/2020

    Securities Financing Transactions Regulation (SFTR) registration conversion form

  10. Notification form for changes to the membership body of the management body [docx]

    Forms

    Published: 24/06/2020

    Notification form for changes to the membership body of the management body
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