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Showing 241 to 250 of 655 search results.

  1. PRA/FCA private securitisation notification template 2019 [xlsx]

    Forms

    Published: 31/01/2019

  2. MLR individual form [docx]

    Forms

    Published: 29/01/2019

    Last modified: 17/01/2025

    MLR individual form

  3. NPPR Guidance Note - Notification Forms [pdf]

    Forms

    Published: 28/01/2019

    Last modified: 09/09/2019

  4. AIFMD Material Change Notification [doc]

    Forms

    Published: 18/01/2019

    You should use this form if you are a UK AIFM that wishes to notify the FCA before implementation of a material change to the conditions for initial authorisation in accordance with implementing provisions relating to SUP 15.3.26 of the FCA Handbook.

  5. Disclosing convictions in the senior personnel form [pdf]

    Forms

    Published: 09/01/2019

    Last modified: 10/06/2020

    This factsheet provides help with Questions 5.1 to 5.2 in the form for notification of senior personnel that effectively direct the business of an internally managed firm.

  6. DRSPs deemed authorisation notification form [docx]

    Forms

    Published: 07/01/2019

  7. Temporary Permissions Regime: client assets questionnaire [docx]

    Forms

    Published: 04/01/2019

  8. Temporary Permissions Regime: electronic money institutions agent annex [docx]

    Forms

    Published: 04/01/2019

  9. Temporary Permissions Regime: MiFID tied agent annex [docx]

    Forms

    Published: 04/01/2019

  10. Temporary Permissions Regime: payment institutions and registered account information service providers agent annex [docx]

    Forms

    Published: 04/01/2019

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