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Showing 411 to 420 of 655 search results.

  1. Variation of Permission (VoP) application - P2P agreements [pdf]

    Forms

    Published: 05/04/2016

    Last modified: 05/04/2016

    This is an application for the regulated activity Advising on P2P agreements to be removed from your firm’s Part 4A permission.

  2. Consumer buy-to-let (CBTL) notification to amend firm details form [doc]

    Forms

    Published: 21/03/2016

    Last modified: 13/02/2025

    This form must not be used by an authorised firm which is also registered for CBTL.

  3. CBTL de-registration form [doc]

    Forms

    Published: 21/03/2016

    Last modified: 24/01/2025

    De-registration of consumer buy-to-let (CBTL) firm.

  4. MCD and/or CBTL notification form [doc]

    Forms

    Published: 21/03/2016

    Last modified: 24/01/2025

    Mortgage Credit Directive (MCD) and/or Consumer buy-to-let (CBTL) for Authorised Firms. Amending MCD and / or CBTL data.

  5. Competence notification submission form [xlsx]

    Forms

    Published: 07/03/2016

    Last modified: 05/08/2016

    Competence notification submission form for retail investment advisers.

  6. Standard form for the notification of Home Member State [docx]

    Forms

    Published: 19/11/2015

    Last modified: 20/11/2015

  7. Liquidity Metrics Monitor - form non-ILAS firms [xls]

    Forms

    Published: 02/10/2015

    Last modified: 02/10/2015

  8. Form and content of UK DLG liquidity support undertakings for intra-group liquidity modifications [pdf]

    Forms

    Published: 02/10/2015

    Last modified: 15/07/2016

  9. Mutual Societies Application Notes - New and Existing Model Rules [pdf]

    Forms

    Published: 02/09/2015

    Last modified: 03/09/2015

    This note should be used by sponsoring bodies who wish to submit a new set of model rules for acceptance or to replace an existing set of model rules under the Co-operative and Community Benefit Societies Act 2014.

  10. Model Rules Sponsors List [pdf]

    Forms

    Published: 02/09/2015

    Last modified: 03/09/2015

    This is a list of current sponsors of accepted Model Rule Books who wished to be included in this list.
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