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Showing 421 to 430 of 655 search results.

  1. Mutual Societies Application Form - New and Existing Model Rules [docx]

    Forms

    Published: 02/09/2015

    Last modified: 15/07/2016

    You must use this form if you are applying for acceptance of a new set of model rules or an amendment of existing model rules under the Co-operative and Community Benefits Societies Act 2014.

  2. Application for registration as a consumer buy-to-let firm: for unauthorised firms only [doc]

    Forms

    Published: 02/09/2015

    Last modified: 22/01/2025

    Use this form to assess whether you satisfy the conditions in the CBTL Regulations.

  3. RPS template (SYSC 19A) [doc]

    Forms

    Published: 18/08/2015

    Last modified: 18/08/2015

  4. AIFM remuneration code template (SYSC 19B) [docx]

    Forms

    Published: 18/08/2015

    Last modified: 18/08/2015

  5. AIFM remuneration code table (SYSC 19B) [xlsx]

    Forms

    Published: 18/08/2015

    Last modified: 18/08/2015

  6. Interest Rate Risk on Derivative Instruments: CRR Article 331 [docx]

    Forms

    Published: 10/07/2015

    Last modified: 14/07/2015

  7. CRR Article 331 - Interest rate inputs [xlsx]

    Forms

    Published: 10/07/2015

    Last modified: 14/07/2015

  8. Tied Agent Notification Form [docx]

    Forms

    Published: 01/07/2015

    This form should be used to notify the FCA when a UK firm intends to use a tied agent established in the territory of another EEA state.

  9. Second charge broker adding mortgage permissions to an in progress credit application [doc]

    Forms

    Published: 27/04/2015

    Last modified: 27/04/2015

  10. NPPR Guidance Note - Material Change Notifications for EEA AIFMs [pdf]

    Forms

    Published: 24/04/2015

    Last modified: 09/09/2019

    Guidance notes for EEA AIFMs.
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