Publications

Showing 451 to 460 of 655 search results.

451. Notification of senior person amendments or removal form [docx]

     Forms

     Published: 11/07/2014

     Last modified: 16/11/2018

     This form is for use by firms that are: • Full-scope internally managed UK AIFMs • EuSEF managers • EuVECA managers.

452. Notice of sub-threshold AIFM exceeding AUM limit form [doc]

     Forms

     Published: 11/07/2014

     Last modified: 18/01/2019

     This form is only for existing sub-threshold AIFMs who are making a notification about the AUM exceeding the relevant threshold limit.

453. Disclosure assessment template - PDF [pdf]

     Forms

     Published: 03/06/2014

     Last modified: 13/07/2016

454. Disclosure assessment template - Excel [xlsx]

     Forms

     Published: 03/06/2014

     Last modified: 13/07/2016

455. Accompanying notes for disclosure assessment template [pdf]

     Forms

     Published: 03/06/2014

     Last modified: 13/07/2016

456. Modification by consent of COBS 13 Annex 2 [pdf]

     Forms

     Published: 08/04/2014

     Last modified: 12/07/2016

457. Mutual societies form - notification of increased limit on withdrawable share capital [doc]

     Forms

     Published: 07/04/2014

     Last modified: 07/04/2014

458. Mutual societies notes - notification of increased limit on withdrawable share capital [pdf]

     Forms

     Published: 07/04/2014

     Last modified: 12/07/2016

     These notes are for information only. They are not a full statement of legal obligations under the relevant legislation. You may wish to seek legal advice on how to comply with the legislation.

459. Consumer credit application for authorisation with limited permissions [pdf]

     Forms

     Published: 01/04/2014

     Last modified: 12/09/2014

460. Consumer credit authorisation - additional controllers [docx]

     Forms

     Published: 01/04/2014

     Last modified: 01/04/2014