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  1. Banks: Application for authorisation - notes [pdf]

    Forms

    Published: 20/11/2013

    Last modified: 22/03/2022

    Banks: Application for authorisation - notes

  2. Variation of Permission (VOP) - Investment Business form [doc]

    Forms

    Published: 19/11/2013

    Last modified: 19/11/2013

    This is an application for the requirement below to be added to your firm’s Part 4A permissions, (if your firm does not do the MiFID investment service and activity placing of financial instruments without a firm commitment basis).

  3. Notification letter [doc]

    Forms

    Published: 08/11/2013

    Last modified: 14/04/2016

    Notification of intention to market units of UCITS

  4. Form 272 [doc]

    Forms

    Published: 08/11/2013

    Last modified: 21/01/2019

    Application for an order declaring an overseas collective investment scheme to be recognised in the UK.

  5. Form 283A [doc]

    Forms

    Published: 08/11/2013

    Last modified: 14/04/2016

    Application for approval of certain changes for a UCITS scheme under section 283A of the Financial Services and Markets Act 2000.

  6. Liquidity Metric Monitor form for non-ILAS firms [xls]

    Forms

    Published: 24/09/2013

    Last modified: 24/09/2013

    Liquidity Metric Monitor form for non-ILAS firms - Main Details (FSA048)

  7. Change of Name - Notes [pdf]

    Forms

    Published: 01/08/2013

    Last modified: 01/08/2013

    Mutual Societies Application Form

  8. AIFMD marketing passport form [doc]

    Forms

    Published: 31/07/2013

    Last modified: 31/07/2013

  9. AIFMD domestic marketing form [doc]

    Forms

    Published: 19/07/2013

    Last modified: 22/07/2013

    Notification of intention to market an AIF in the United Kingdom.

  10. AIF schedule form - full scope AIFM [xlsx]

    Forms

    Published: 19/07/2013

    Last modified: 07/04/2022

    AIF schedule form - full scope AIFM
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