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Notification of major holdings and control of EEA non-listed companies and issuers [doc]
This form should only be used by full scope UK AIFMs (Alternative Investment Fund Managers) or third country AIFMs to which the requirement at regulation 59(3) applies, with respect to the AIFs by virtue of which that requirement applies. -
Notification of senior personnel that effectively direct the business of an internally managed firm [doc]
For AIFMD firms. -
FSMA branch passport form [doc]
Notification of intention to establish a branch in another EEA state (excluding the Payment Services Directive and Electronic Money Directive). -
AIFMD small authorised registration form [doc]
Application for entry on register for small registered UK Alternative Investment Funds Managers (AIFM). -
Full scope UK AIFM variation of permission (VoP) application form [doc]
This form is only for firms who are already authorised under Part 4A of FSMA and are applying for a VOP to become authorised as a full-scope UK AIFM under the Alternative Investment Fund Managers Directive (AIFMD). This includes sub-threshold AIFMs -
AIFMD small authorised VoP form [doc]
This form is only for firms who are already authorised under Part 4A of FSMA and are applying for a VOP to become authorised as a sub-threshold Small Authorised UK Alternative Investment Fund Managers under the Alternative Investment Fund Managers -
AIFMD management services passport form [doc]
Notification of intention to provide cross-border services in another EEA state with respect to managing an AIF. -
AIF schedule form - small registered AIFM [xlsx]
AIF schedule form for small registered UK, EEA and non-EEA AIFS, and EuSEF and EuVECA AIFs. -
AIF schedule form - small authorised AIFM [xlsx]
AIF schedule form for small authorised Alternative Investment Fund Managers. -
MLAR section K form [xls]