Publications

Showing 541 to 550 of 655 search results.

541. IT Controls Form [xlsm]

     Forms

     Published: 01/04/2013

     Last modified: 01/04/2013

     This form should be completed by technical and security professionals.

542. Controllers appendices - Corporate [doc]

     Forms

     Published: 01/04/2013

     Last modified: 07/06/2023

     Application for Authorisation

543. Checklist and declaration - Wholesale [doc]

     Forms

     Published: 01/04/2013

     Last modified: 10/12/2019

     Application for Authorisation

544. Controllers appendices - Individual [doc]

     Forms

     Published: 01/04/2013

     Last modified: 17/01/2025

     Application for Authorisation

545. Supplement for firms setting up and operating personal pension schemes including SIPPs [doc]

     Forms

     Published: 01/04/2013

     Last modified: 06/11/2023

     Application for Authorisation

546. Controllers appendices - Partnership [doc]

     Forms

     Published: 01/04/2013

     Last modified: 07/06/2023

     Application for Authorisation

547. Supplement for investment managers [doc]

     Forms

     Published: 01/04/2013

     Last modified: 06/11/2023

     Application for Authorisation

548. Checklist and declaration - notes [doc]

     Forms

     Published: 01/04/2013

     Last modified: 01/04/2013

     The checklist and declaration form includes details about the application fee, a checklist of documents you need to send us, documents you need to make available to us and the declaration

549. Supplement for securities and futures firms (non-complex) – notes [doc]

     Forms

     Published: 01/04/2013

     Last modified: 02/03/2026

     These notes help you answer questions in the Supplement for

550. Cancellation of Authorisation or Registration of a Payment Institution [doc]

     Forms

     Published: 01/04/2013

     Last modified: 30/05/2018