Publications

Showing 551 to 560 of 655 search results.

551. Application for registration as an Annex I financial institution - notes [doc]

     Forms

     Published: 01/04/2013

     Last modified: 04/08/2025

     Application for registration as an Annex I financial institution - notes.

552. Controllers appendices - Trust [doc]

     Forms

     Published: 01/04/2013

     Last modified: 07/06/2023

     Application for Authorisation

553. Application form for an individual responsible for the management of a Payment Institution [docx]

     Forms

     Published: 01/04/2013

     Last modified: 26/06/2025

     Application form for an individual responsible for the management of a Payment Institution.

554. Controllers reporting form [xls]

     Forms

     Published: 01/04/2013

     Last modified: 11/07/2016

555. Annual Return AR41- Working Men’s Club registered under the Friendly Societies Act 1974 - Form [docx]

     Forms

     Published: 01/04/2013

     Last modified: 01/04/2013

     Mutual Societies Annual Return

556. Trust - Notification for Change in Controller (Section 178 notice) [doc]

     Forms

     Published: 01/04/2013

     Last modified: 17/01/2025

     This form should be completed by a trustee, beneficiary or settlor of a trust that wishes to acquire control or to increase control in a firm or in a parent undertaking of the firm.

557. Core details form - notes [doc]

     Forms

     Published: 01/04/2013

     Last modified: 07/06/2023

     We will only authorise a firm if we are satisfied that it meets conditions known as the threshold conditions (COND 2.2). The information in this pack is required to enable us to assess whether the applicant firm satisfies the threshold conditions.

558. EMD Cancellation of Authorisation or Registration [docx]

     Forms

     Published: 01/04/2013

     Last modified: 31/05/2018

559. Detailed IT Controls Form [xlsm]

     Forms

     Published: 01/04/2013

     Last modified: 03/08/2020

     The aim of this form is to enable applicants to demonstrate their IT systems and controls SYSC requirements, paricularly SYSC 1.

560. Application for de-registration as an Annex I financial institution [doc]

     Forms

     Published: 01/04/2013

     Last modified: 07/06/2022

     Full name of business applying to de-register under Money Laundering Regulations 2007