Publications

Showing 561 to 570 of 655 search results.

561. Partnership - Notification for Change in Controller (Section 178 notice) [doc]

     Forms

     Published: 01/04/2013

     Last modified: 17/01/2025

     This form should be completed by a partner of a partnership that wishes to acquire control or to increase control in a firm or in a parent undertaking of the firm

562. Owners and influencers appendix - notes [doc]

     Forms

     Published: 01/04/2013

     Last modified: 07/06/2023

     We need to know about any past significant events (e.g. material litigation, complaints, bankruptcy) which relate to the applicant firm. Please take time to read these notes carefully. They will help you to

563. Mutual Societies Public Records - Paper Copy Order Form [doc]

     Forms

     Published: 01/04/2013

     Last modified: 05/04/2013

     Complete this form to make an order order for paper photocopies of a mutual society's public file.

564. Registering a New Industrial and Provident Society - Appendix 2: Statutory Declaration [doc]

     Forms

     Published: 01/04/2013

     Last modified: 01/04/2013

     You must not complete this unless you are re-registering a society registered under the Friendly Societies Act 1974 as an industrial and provident society.

565. The Payment Services Regulations 2009 - Notice to Remove PSD Individual(s) [doc]

     Forms

     Published: 01/04/2013

     Last modified: 30/05/2018

     Payment Services

566. Notes for Form A for EEA firms [doc]

     Forms

     Published: 01/04/2013

     Last modified: 26/06/2013

     Notes to assist with the completion of the Long and/or Short Form A for both UK and Overseas, and Incoming EEA firms, when making an application to perform controlled function(s) under the approved persons regime.

567. Supplement for advisers and arrangers of wholesale funds – notes [doc]

     Forms

     Published: 01/04/2013

     Last modified: 06/11/2023

     Supplement for advisers and arrangers of wholesale funds – notes

568. Supplement for firms selling investments – notes [doc]

     Forms

     Published: 01/04/2013

     Last modified: 06/11/2023

     Application for Authorisation Supplement for firms selling investments – notes

569. Disclosure of significant events appendix [doc]

     Forms

     Published: 01/04/2013

     Last modified: 07/06/2023

     This appendix collects information about the applicant firm's business history.

570. Notification to Amend Standing Data for a Small Payment Institution or an Authorised Payment Institution [doc]

     Forms

     Published: 01/04/2013

     Last modified: 08/04/2013

     This form is to be used to update a firm’s Registered Name, Trading Name(s), addresses, contact details, website address, Auditor and Accounting Reference Date.