Reference Case Number: FOI7615
Freedom of Information: Right to know request:
Q1) How many enforcement investigations have been opened under the Senior Managers Regime, since it came into force on 7 March 2016, where one or more of the individuals investigated is a Senior Manager?
Q2) How many successful enforcement actions have been taken, as a result of an investigation opened under the Senior Managers Regime, since it came into force on 7 March 2016, where one or more of the individuals investigated is a Senior Manager?
Q3) How many enforcement investigations opened under the Senior Managers Regime, where one or more of the individuals investigated is a Senior Manager, remain open as of 7th September 2020?
FCA response:
Refer to the supporting document below.