Information on financial institutions failure to prevent money laundering - November 2021

Reference Case Number: FOI8706

Freedom of Information: Right to know request:

How many active investigations does the FCA have into financial institutions' failure to implement internal systems and controls in regards to money laundering?
How many of these investigations are criminal investigations?
How many are civil?
How many are dual track?

FCA response:

1. How many active investigations does the FCA have into financial institutions' failure to implement internal systems and controls in regards to money laundering?

We currently have 29 open cases that meet the criteria, of these 21 are regulatory cases.

2. How many of these investigations are criminal investigations?

1 criminal investigation.

3. How many are civil?

No civil cases.

4. How many are dual track?

7 dual track cases.

Date of Release: 09/11/2021

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Source URL: https://landmark-phase.live/freedom-information/information-financial-institutions-failure-prevent-money-laundering-november-2021%3C/i%3E

Links

[1] https://landmark-phase.live/freedom-information/information-financial-institutions-failure-prevent-money-laundering-november-2021%3C/li%3E
[2] https://landmark-phase.live/freedom-information%3C/li%3E
[3] https://landmark-phase.live/data%3C/li%3E