Reference Case Number: FOI11395
Freedom of Information: Right to know request:
Please provide information on investigations into firms with permission to trade as a general insurance broker. Full details of the information requested in FOI11278, and our refinement can be found at Annex A below.
- How many open investigations of firms with permission to trade as a general insurance broker – by this I mean a company selling non-investment insurance contracts – do you have? Please confirm the split between firms and individuals.
- How many open investigations into senior managers of firms with permission to trade as a general insurance broker – by this I mean a company selling non-investment insurance contracts – do you have? Please confirm the split between different senior management functions.
- How many open investigations are there in total across all firms authorised by the FCA? Please confirm the split between firms and individuals.
- How many investigations of firms with permission to trade as a general insurance broker – by this I mean a company selling non-investment insurance contracts – have you launched since 9 December 2019? Please confirm the split between firms and individuals.
- How many investigations into senior managers of firms with permission to trade as a general insurance broker – by this I mean a company selling non-investment insurance contacts – have you launched since 9 December 2019? Please confirm the split between different senior management functions.