Information on numbers of enforcement investigations - July 2020


Reference Case Number: FOI7284

Freedom of Information: Right to know request:

  1. How many enforcement investigations does the FCA have open regarding potential breaches of CONC 5?
  2. How many enforcement investigations does the FCA have open regarding potential breaches of CONC?
  3. How many section 166 skilled persons reports in relation to affordability checks have been commissioned by the FCA during the past 24 months?

FCA response:

Refer to the supporting document below.

Supporting document

FOI7284 response[1]

Date of Release:

More information

Freedom of information[2]

Source URL: https://landmark-phase.live/freedom-information/information-numbers-enforcement-investigations-july-2020%3C/i%3E

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