Reference Case Number: FOI7904
Freedom of Information: Right to know request:
We would like to know, since the temporary permissions regime was first opened (including when it was reopened between 30th September - 30th December 2020):
- The total number of notifications received from firms to use the temporary permissions regime
- The total number of notifications received from firms to use the temporary permissions regime broken down by the firm's home state
- The total number of notifications received from firms to use the temporary permissions regime broken down by firm type
- The total number of notifications received from firms to use the temporary permissions regime broken down by passport being used
Could you please provide the breakdowns for questions 2. 3. And 4. For the categories in the lists below.
Question 2
Country
- IRELAND
- FRANCE
- CYPRUS
- GERMANY
- NETHERLANDS
- LUXEMBOURG
- MALTA
- BELGIUM
- LIECHTENSTEIN
- SPAIN
- ITALY
- SWEDEN
- NORWAY
- DENMARK
- LITHUANIA
- AUSTRIA
- CZECH
- POLAND
- GREECE
- FINLAND
- PORTUGAL
- BULGARIA
- ICELAND
- LATVIA
- HUNGARY
- SLOVENIA
- ESTONIA
- SLOVAKIA
- ROMANIA
- CROATIA
Question 3
Firm type
- Advisers and intermediaries
- Personal and Commercial Lines Insurers (incl. EEA insurers)
- Asset Manager
- Payment Services Firm
- Contracts for Difference Providers
- Personal and Commercial Lines Insurance Intermediaries
- Retail Bank
- Wholesale Bank
- Lloyds & London Market Intermediaries (incl. Managing General Agents)
- Wholesale Brokers
- Wealth Managers and Stockbrokers
- E-money Issuer
- Life Insurance
- Principal Trading Firms
- Alternative Asset Manager (e.g. hedge fund / private equity manager)
- Corporate Finance Firms
- Lloyds Managing Agents & London Market (Re)Insurers (incl. P&I Clubs)
- Other
- Custody Services and Administrators
- Multilateral Trading Facility
- Credit brokers
- Platforms
- Retail finance providers
- Mainstream consumer credit lenders
- Organised Trading Facility
- Motor finance providers
- Non-Bank Lenders
- Retail Mortgage Lenders
Question 4
(Directive category including breakdown by branch & services passport type)
Directive Branch Services
- AIFMD
- PSD
- SEMD
- UCITS
- MiFID
- IDD
- MCD
FCA response:
Refer to supporting documents below