Reference Case Number: FOI8915
Freedom of Information: Right to know request:
Would you kindly provide a statistical breakdown of all MDP rejection codes for MIFID RTS22 Transaction Report rejections for 2021?
Previously, you had provided the data in Annex A, below. We are simply seeking the statistics for the year 2021.
FCA response:
Please find the information requested in below.
The MDP rejection codes are shown for RTS 22 transaction reports submitted to the FCA in 2021. Further information on each code is publicly available and can be found on the website of the European Securities and Markets Authority[1].
|
Error Code |
2021 |
|---|---|
|
CON-023 |
10.57% |
|
CON-024 |
2.44% |
|
CON-025 |
29.78% |
|
CON-030 |
0.04% |
|
CON-040 |
0.10% |
|
CON-041 |
0.00% |
|
CON-060 |
0.00% |
|
CON-070 |
0.19% |
|
CON-071 |
0.00% |
|
CON-072 |
0.00% |
|
CON-073 |
0.00% |
|
CON-074 |
0.00% |
|
CON-080 |
0.00% |
|
CON-120 |
0.00% |
|
CON-121 |
0.00% |
|
CON-122 |
0.00% |
|
CON-123 |
0.00% |
|
CON-160 |
0.19% |
|
CON-161 |
0.00% |
|
CON-162 |
0.00% |
|
CON-163 |
0.00% |
|
CON-164 |
0.00% |
|
CON-170 |
0.00% |
|
CON-210 |
0.00% |
|
CON-211 |
0.00% |
|
CON-212 |
0.00% |
|
CON-213 |
0.00% |
|
CON-251 |
0.00% |
|
CON-260 |
0.00% |
|
CON-270 |
0.00% |
|
CON-280 |
0.02% |
|
CON-281 |
0.02% |
|
CON-290 |
0.00% |
|
CON-310 |
0.03% |
|
CON-330 |
0.00% |
|
CON-331 |
0.00% |
|
CON-340 |
0.00% |
|
CON-350 |
0.00% |
|
CON-351 |
0.03% |
|
CON-360 |
0.01% |
|
CON-361 |
0.72% |
|
CON-370 |
1.62% |
|
CON-371 |
0.00% |
|
CON-380 |
0.00% |
|
CON-381 |
0.00% |
|
CON-390 |
0.00% |
|
CON-410 |
0.00% |
|
CON-411 |
0.11% |
|
CON-412 |
49.38% |
|
CON-430 |
0.01% |
|
CON-431 |
0.00% |
|
CON-440 |
0.00% |
|
CON-441 |
0.00% |
|
CON-450 |
0.00% |
|
CON-451 |
0.00% |
|
CON-452 |
0.00% |
|
CON-453 |
0.00% |
|
CON-470 |
0.00% |
|
CON-471 |
0.00% |
|
CON-472 |
3.85% |
|
CON-473 |
0.01% |
|
CON-480 |
0.00% |
|
CON-481 |
0.00% |
|
CON-490 |
0.00% |
|
CON-500 |
0.00% |
|
CON-501 |
0.00% |
|
CON-502 |
0.00% |
|
CON-510 |
0.00% |
|
CON-511 |
0.00% |
|
CON-520 |
0.00% |
|
CON-530 |
0.00% |
|
CON-531 |
0.00% |
|
CON-540 |
0.00% |
|
CON-541 |
0.00% |
|
CON-542 |
0.00% |
|
CON-550 |
0.00% |
|
CON-551 |
0.00% |
|
CON-552 |
0.00% |
|
CON-560 |
0.00% |
|
CON-570 |
0.00% |
|
CON-571 |
0.43% |
|
CON-572 |
0.01% |
|
CON-573 |
0.00% |
|
CON-574 |
0.00% |
|
CON-580 |
0.00% |
|
CON-590 |
0.00% |
|
CON-591 |
0.00% |
|
CON-600 |
0.00% |
|
CON-610 |
0.00% |
|
CON-640 |
0.42% |