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Showing 1111 to 1120 of 2977 search results.
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Craig Whyte appears at court for failing to provide key passwords for seized devices
In a prosecution brought by the Financial Conduct Authority (FCA), Craig Whyte has been charged with failing to provide passwords for various laptops and phones. -
Viola Money (Europe) Limited enters administration
A special administration order was made by the Court regarding Viola under the Payment and Electronic Money Institution Insolvency Regulations 2021 -
10% depreciation notifications: further extension of temporary measures for firms
Since March 2020 we have adopted temporary measures on the requirement for firms to issue 10% depreciation notifications to investors (COBS 16A.4.3 UK). -
Statement on supervision of commodity derivatives position limits
In December 2020, we published a Supervisory Statement setting out our approach to operating the MiFID markets regime after the end of the EU withdrawal transition period. -
FCA fines HSBC Bank plc £63.9 million for deficient transaction monitoring controls
We have fined HSBC Bank plc (HSBC) £63,946,800 for failings in its anti-money laundering processes. -
FCA’s new rules on climate-related disclosures to help investors, clients and consumers
We have published two Policy Statements confirming final rules and guidance to promote better climate-related financial disclosures. -
FCA Decision Notice to Finablr plc
We have issued a Decision Notice to Finablr plc refusing the Company’s application for cancellation of its premium listing with reference to LR 5.2.7R. -
FCA publishes warning notice statements for GAM International Management and Timothy Haywood
The Financial Conduct Authority (FCA) has fined GAM international Management Limited £9.1m and Timothy Hayward £230,037 for conflicts of interest and gifts & entertainment matters. -
Apache Log4j cyber vulnerability
A remote code execution vulnerability (CVE-2021-44228) is affecting multiple versions of the Apache Log4j 2 library. -
FCA and PSR respond to announcement from Cash Action Group (CAG)
We respond to the Cash Action Group’s (CAG) announcement that retail banks and building societies will create an independent body to assess the needs of local communities and direct cash solutions.