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Showing 1211 to 1220 of 2977 search results.
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FCA commits to being a more innovative, assertive and adaptive regulator
The commitment reflects the FCA’s Business Plan for 2021/22, the first annual plan since Nikhil Rathi joined the FCA as Chief Executive in October 2020 -
FCA bans convicted fraudster from carrying out regulated activity
An FCA investigation found Mr Creed failed to inform the FCA about his bankruptcy and a disqualification as a company director -
FCA publishes second letter of concerns in relation to Provident's proposed scheme of arrangement
We have published a second letter of concerns explaining to Provident why it does not support its proposed scheme of arrangement. -
Stephen Lewis Allen pleads guilty to forgery
The charge relates to events that followed proceedings by FCA against Mr Renwick Haddow for operating several unauthorised collective investment schemes -
Joint Bank of England and FCA review of open-ended investment funds
In the Report on Assessing the resilience of market-based finance published today, the Bank of England has set out the conclusion to the joint review by the Financial Conduct Authority (FCA) and the Bank of England on open-ended investment funds and -
Statement on supervision of commodity position limits
In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period. -
FCA fines LBGI £90 million for failures in communications for home insurance renewals between 2009 and 2017
The FCA has fined LBGI (Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited) £90,688,400 for failing to ensure that language contained within -
Scammers target over £2 million in pension pots in the last five months
The FCA are urging anyone saving for their retirement to protect their savings. -
FCA, PRA and Bank of England set out plan to improve diversity and inclusion in regulated firms
The FCA, PRA and Bank of England have opened a discussion with stakeholders on ambitious plans to improve diversity and inclusion in financial services, to achieve better outcomes for consumers and across markets. -
Fund managers falling short on assessing the value of their funds
Our review of fund managers found most had not implemented AoVs arrangements that met FCA standards.