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  1. The FCA and the Bank of England encourage market participants in a switch to SONIA in the sterling exchange traded derivatives market from 17 June

    Statements

    Published: 13/05/2021

    Last modified: 13/05/2021

    FCA and the Bank of England encourage exchange traded derivatives market participants move to SONIA.
  2. Financial regulators publish third edition of plan for upcoming work

    News stories

    Published: 07/05/2021

    Last modified: 07/05/2021

    The Financial Services Regulatory Initiatives Forum has issued the third edition of the Regulatory Initiatives Grid which lists upcoming work.
  3. FCA statement on its work on liquidity mismatch in authorised open-ended property funds

    Statements

    Published: 07/05/2021

    Last modified: 07/05/2021

    In August 2020 we consulted on proposals to reduce the potential for harm to investors from the liquidity mismatch in open-ended property funds.
  4. FCA launches consultation on a new type of fund to support investment in long-term assets

    Press Releases

    Published: 07/05/2021

    Last modified: 07/05/2021

    The FCA has launched a consultation on proposals for a new category of fund designed to invest efficiently in long-term, illiquid assets.
  5. FCA fines Sapien Capital Ltd for serious financial crime control failings in relation to cum/ex trading

    Press Releases

    Published: 06/05/2021

    Last modified: 06/05/2021

    We have fined Sapien Capital Ltd £178,000 for failings which led to the risk of facilitating fraudulent trading and money laundering.
  6. FCA to require pension providers to offer to book Pension Wise appointments for consumers

    Press Releases

    Published: 04/05/2021

    Last modified: 04/05/2021

    The Financial Conduct Authority (FCA) has today proposed new rules to require pension providers to ‘nudge’ consumers to Pension Wise in order to benefit from guidance before they access their defined contribution pension savings. This includes
  7. The FCA and Practitioner Panel joint survey for 2021 launches

    News stories

    Published: 30/04/2021

    Last modified: 30/04/2021

    The FCA and Practitioner Panel joint survey for 2021 has launched. Regulated firms share their feedback on how the FCA regulates the industry.
  8. FCA consults on strengthening investor protections in SPACs

    Press Releases

    Published: 30/04/2021

    Last modified: 30/04/2021

    The FCA has launched a consultation on proposed changes to its Listing Rules for certain special purpose acquisition companies (SPACs). 
  9. FCA sets out proposals to strengthen its financial promotion rules for high-risk investments

    Press Releases

    Published: 29/04/2021

    Last modified: 29/04/2021

    Read our proposals to help retail investors make more effective decisions on high-risk investments
  10. FCA secures bankruptcy of 3 individuals involved in an unauthorised share scheme

    News stories

    Published: 28/04/2021

    Last modified: 28/04/2021

    The High Court had previously ordered payment of nearly £3.62 million to those who bought shares that were promoted unlawfully
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