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Showing 1261 to 1270 of 2977 search results.

1261. FCA publishes letter of concerns in relation to Provident's proposed scheme of arrangement

      Statements

      Published: 22/04/2021

      Last modified: 23/04/2021

      Provident's application for permission from the court to hold meetings of its scheme creditors to vote on a scheme of arrangement was heard at the High Court today

1262. FCA commences criminal proceedings for fraud and unauthorised business

      Press Releases

      Published: 22/04/2021

      Last modified: 22/04/2021

      Following an investigation, the FCA has commenced criminal proceedings against Larry Barreto and Tassib Hussain.

1263. FCA Business Plan 2021/22

      Statements

      Published: 20/04/2021

      Last modified: 20/04/2021

      We will publish our 2021/22 Business Plan in July, rather than April.

1264. Alsford Page & Gems Limited censured and agrees to pay extended warranty insurance customers £399,902

      Press Releases

      Published: 20/04/2021

      Last modified: 20/04/2021

      We have publicly censured Alsford Page & Gems Limited and they will pay compensation totalling £399,902.

1265. FCA sets out approach to assessing Connaught complaints

      Statements

      Published: 19/04/2021

      Last modified: 19/04/2021

      In December we published the report of Raj Parker’s 'Independent Review into the FSA and FCA’s handling of the Connaught Income Fund Series 1 and connected companies', and our response to that review. In our response we said that we were sorry

1266. FCA makes key sustainability and technology hires

      Press Releases

      Published: 19/04/2021

      Last modified: 19/04/2021

      We have appointed Sacha Sadan as Director of Environment Social and Governance.

1267. Nausicaa Delfas’s appointment as Interim Chief Executive and Chief Ombudsman of Financial Ombudsman Service

      Statements

      Published: 19/04/2021

      Last modified: 19/04/2021

      The Financial Ombudsman Service has appointed Nausicaa Delfas as the organisation’s interim Chief Executive and Chief Ombudsman.

1268. Second consultation on new prudential regime for UK investment firms

      News stories

      Published: 19/04/2021

      Last modified: 19/04/2021

      The IFPR introduces a new prudential regime for MiFID investment firms regulated by the FCA. It will create a single, proportionate regime that reflects firms’ size and business.

1269. FCA sets out broad approach to assessing LCF Complaints

      Statements

      Published: 18/04/2021

      Last modified: 15/03/2022

      We set out our broad approach to assessing London Capital & Finance (LCF) complaints.

1270. FCA stops FXVC offering CFDs to UK customers

      Press Releases

      Published: 16/04/2021

      Last modified: 07/07/2021

      The FCA has acted to stop a Cypriot based firm, Finteractive Limited (trading as FXVC), from offering high risk contracts for difference (CFDs) to UK investors