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Showing 1411 to 1420 of 2978 search results.
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Our letter to the TSC on passive servicing issues after the transition period
FCA Chief Executive Nikhil Rathi wrote a letter to Rt Hon. Mel Stride MP about UK bank closures of current accounts of customers living in the EU after the transition period. -
FCA and PRA fine Goldman Sachs International £96.6m for risk management failures in connection with 1MDB
FCA and PRA fine Goldman Sachs International £96.6m for risk management failures connected to 1Malaysia Development Berhad (1MDB) -
FCA welcomes Financial Services Bill
The FCA welcomes the Financial Services Bill introduced in Parliament, which will help to maintain high standards and provide greater clarity to firms. -
FCA writes joint letter on Brexit with the Bank to CEOs of insurance firms and updates its website for all firms
Our joint letter with the Bank of England to CEOs of insurance firms on the importance of being prepared for the end of the transition period. -
FCA proposes additional measures to help insurance customers in financial difficulty
The FCA has published proposals on how firms should continue to seek to help customers who hold insurance and premium finance products and may be in financial difficulty because of coronavirus (Covid-19), after 31 October 2020. -
FCA fines ARCM £873,118 for breaches of short selling disclosure rules
The Financial Conduct Authority (FCA) has fined Asia Research and Capital Management Ltd (ARCM) £873,118 over transparency failures. The firm failed to notify the FCA and disclose to the public its net short position in Premier Oil Plc built -
East West Insurance Company Limited enters administration
Insurance firm East West was placed into administration on 12 October 2020. Richard Barker and Simon Edel, both of Ernst & Young LLP, were appointed as Joint Administrators. -
FCA bans IFA directors who provided false and misleading SIPP declarations
The FCA has banned Peter Howson and John Butterfield from performing any regulated activity because of their roles in the submission of false and misleading information about customers’ high net worth status. -
FCA writes joint letter with the Bank to CEOs of UK and international banks
We have written a letter, jointly with the Bank of England, to CEOs of UK and international banks on preparations for the end of the transition period. -
FCA urges unauthorised land banking scheme victims to get in touch to return funds
The Financial Conduct Authority (FCA) is urging members of the public who invested in an unauthorised land banking scheme, and who may be eligible to receive some of their money back, to get in contact with the FCA.