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  1. Statement on how firms should handle post and paper documents

    Statements

    Published: 13/05/2020

    Last modified: 13/05/2020

    We recognise that during the coronavirus (covid-19) pandemic there will be some important functions, such as processing post, that will be more difficult for firms to do in a timely way.  
  2. FCA and HMRC make collaboration agreement

    Statements

    Published: 11/05/2020

    Last modified: 11/05/2020

    Under Section 79(3) of the Investigatory Powers Act 2016 and Section 8.58 of the Statutory Code of Practice, this is notification that the Financial Conduct Authority (FCA) and Her Majesty’s Revenue & Customs (HMRC) have made a Collaboration
  3. FCA update following the Prime Minister’s statement on Sunday 10 May

    Statements

    Published: 10/05/2020

    Last modified: 11/05/2020

    FCA update following the Prime Minister’s statement on Sunday 10 May 2020.
  4. The Financial Services Regulatory Initiatives Forum launches Grid to help financial firms’ planning

    Press Releases

    Published: 07/05/2020

    Last modified: 07/05/2020

    The Financial Services Regulatory Initiatives Forum has today launched a new initiative to help financial firms prepare for upcoming regulatory work - the Regulatory Initiatives Grid
  5. FCA secures orders for victims of unauthorised share scheme

    Press Releases

    Published: 06/05/2020

    Last modified: 07/05/2020

    The High Court today ordered four individuals and one company to pay nearly £3.62m in restitution to members of the public who bought shares that were promoted unlawfully.
  6. Period to cover absent Senior Managers extended due to coronavirus (Covid-19)

    News stories

    Published: 06/05/2020

    Last modified: 06/05/2020

    The FCA has extended the maximum period firms can arrange cover for a senior manager without being approved, from 12 weeks to a maximum of 36 weeks, in a consecutive 12-month period.
  7. Update of position limits for certain commodity derivative contracts

    News stories

    Published: 05/05/2020

    Last modified: 05/05/2020

    The FCA has published updated position limits for certain commodity derivative contracts traded on UK trading venues. The limits have been established under the Markets in Financial Instruments Regulations 2017 (MIFI Regs).
  8. Statement on mortgage prisoners

    Statements

    Published: 01/05/2020

    Last modified: 29/11/2021

    The FCA has been working for some time to support mortgage prisoners. This work has continued during the disruption caused by Coronavirus. So far, our action has resulted in reductions in mortgage payments for the vast majority of mortgage prisoners,
  9. FCA statement - insuring SMEs: business interruption

    Statements

    Published: 01/05/2020

    Last modified: 01/05/2020

    FCA announces it intends to obtain a court declaration to resolve contractual uncertainty in business interruption insurance cover
  10. FCA seeks legal clarity on business interruption insurance alongside package of measures to help consumers and small businesses

    Press Releases

    Published: 01/05/2020

    Last modified: 01/05/2020

    The FCA is announcing it intends to seek legal clarity on business interruption (BI) insurance.
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