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Showing 171 to 180 of 2977 search results.
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FCA fines oil rig consultant £309,843 for insider dealing
The FCA has fined Russel Gerrity £309,843 for using inside information to net himself £128,765. -
Court approves FCA’s proposals to distribute Asset Land investor funds
The High Court approved the FCA’s proposals to distribute funds to Asset Land investors. -
UK and EU regulators sign Memorandum of Understanding to strengthen oversight of critical third parties
UK regulators have signed a Memorandum of Understanding with the European Supervisory Authorities to enhance cooperation and oversight of critical third parties (CTPs) that fall under the UK’s CTP regime. -
FCA highlights good practice and risks in complex ETPs for retail investors
The FCA reviewed how firms communicate the risks of complex exchange traded products to retail consumers. -
FCA obtains £265,523.96 confiscation order against Collateral fraudster Andrew Currie
The FCA secured a confiscation order of £265,523.96 against Andrew Currie. -
2026 fines
Enforcement fines published in 2026. -
Pension value to be put under the spotlight
Pension schemes must now publish transparent data on their performance, costs, and service quality, according to new proposals from the FCA, DWP, and TPR. -
FCA fines former finance directors of Carillion plc (in liquidation)
The FCA has fined 2 former finance directors for their part in misleading statements being issued by Carillion Plc. -
FCA opens investigation into claims management company
The FCA has opened an enforcement investigation into The Claims Protection Agency Limited (TCPA) following concerns about its advertising and sales tactics in relation to potential motor finance claims. -
Michael Pettifer Insurance Brokers Limited enters liquidation
On 21 November 2025, Michael Pettifer Insurance Brokers Limited, trading as MPI Brokers, entered creditors’ voluntary liquidation.