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Showing 1991 to 2000 of 2978 search results.

1991. FCA fines and imposes a restriction on Canara Bank for anti-money laundering systems failings

      Press Releases

      Published: 06/06/2018

      Last modified: 06/06/2018

      The Financial Conduct Authority (FCA) has fined Canara Bank £896,100 and has imposed a restriction, preventing it from accepting deposits from new customers for 147 days.

1992. FCA sets out plans for regulation of claims management companies

      Press Releases

      Published: 05/06/2018

      Last modified: 11/01/2024

      The FCA has today published draft rules outlining how it will regulate claims management companies (CMCs) when regulation passes to the FCA on 1 April 2019.

1993. FCA publishes outcome of high-cost credit review

      Press Releases

      Published: 31/05/2018

      Last modified: 31/05/2018

      The Financial Conduct Authority (FCA) has announced new proposals designed to protect millions of people who use overdrafts and high-cost credit.

1994. Information for customers of Beaufort Securities Limited (BSL) and Beaufort Asset Clearing Services Limited (BACSL)

      News stories

      Published: 29/05/2018

      Last modified: 15/04/2024

      Information on what you should do if you were a customer of these firms.

1995. Darren Newton banned by the FCA for misappropriating client money

      Press Releases

      Published: 21/05/2018

      Last modified: 21/05/2018

      The Financial Conduct Authority (FCA) has today published a Decision Notice, which sets out its decision to ban Darren Lee Newton from working in any regulated activity in the financial services sector.

1996. FCA consults on new guidance on variation terms under unfair terms legislation

      Press Releases

      Published: 17/05/2018

      Last modified: 31/05/2018

      The Financial Conduct Authority (FCA) is consulting on new guidance outlining factors financial services firms should consider under the Consumer Rights Act 2015 (CRA) when drafting and reviewing variation terms in their consumer contracts. The CRA

1997. FCA and PRA jointly fine Mr James Staley £642,430 and announce special requirements regarding whistleblowing systems and controls at Barclays

      Press Releases

      Published: 11/05/2018

      Last modified: 11/05/2018

      The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have together fined Mr James Staley, Chief Executive of Barclays Group (Barclays), a total of £642,430. Mr Staley failed to act with due skill, care and diligence

1998. FCA secures confiscation orders totalling £1.69 million against convicted insider dealers

      Press Releases

      Published: 11/05/2018

      Last modified: 11/05/2018

      These confiscation orders follow an FCA prosecution in which Messrs Dodgson and Hind were convicted of conspiring to insider deal.

1999. Alpha Insurance A/S declared bankrupt – UK policyholders must immediately seek alternative cover

      Statements

      Published: 09/05/2018

      Last modified: 02/10/2019

      Alpha Insurance A/S ('Alpha') is an insurance firm authorised and regulated by the Danish Financial Supervisory Authority. It operates in the UK on a freedom of services basis which means that some customers, both private and commercial, based in

2000. FCA calls for more innovation to help consumers find the best mortgage deal

      Press Releases

      Published: 04/05/2018

      Last modified: 10/04/2024

      The FCA's interim report found that competition in the mortgage market is working well for many people.