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2051. Statement on communications in relation to PRIIPs

      Statements

      Published: 24/01/2018

      Last modified: 24/01/2018

      This statement relates to concerns raised about the performance scenarios in the Key Information Document (KID).

2052. The FCA and Practitioner Panel launch joint survey for 2018

      News stories

      Published: 22/01/2018

      Last modified: 23/03/2018

      The FCA and Practitioner Panel joint survey is sent annually to a sample of the firms that we regulate. It gives firms an opportunity to provide their views on how we regulate the industry.

2053. Financial Conduct Authority consults on widening access to the Financial Ombudsman Service for small businesses

      Press Releases

      Published: 22/01/2018

      Last modified: 03/09/2020

      The FCA has launched a consultation on plans to give more small businesses access to the Financial Ombudsman Service. This follows a review of the protections available to small and medium sized enterprises as users of financial services.

2054. ESMA’s Call for Evidence on temporary product intervention measures applicable to contracts for difference and binary options sold to retail clients

      News stories

      Published: 18/01/2018

      Last modified: 18/01/2018

      On 18 January 2018, the European Securities and Markets Authority (ESMA) issued a consultation paper on applying potential product intervention measures to contracts for differences (CFDs) and binary options sold to retail clients.

2055. FCA issues list of unauthorised binary options providers

      Press Releases

      Published: 12/01/2018

      Last modified: 12/01/2018

      The Financial Conduct Authority (FCA) has today published a list of 94 firms without FCA authorisation that it understands to be offering binary options trading to UK consumers.

2056. 2018 fines

      News stories

      Published: 08/01/2018

      Last modified: 15/01/2019

      This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

2057. FCA fines and bans former RBS trader, Neil Danziger

      Press Releases

      Published: 08/01/2018

      Last modified: 08/01/2018

      The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from performing any function in relation to any regulated

2058. Charles Randell appointed new Chair of the FCA

      Press Releases

      Published: 05/01/2018

      Last modified: 05/01/2018

      HM Treasury has today announced the appointment of Charles Randell CBE as the new Chair of the Financial Conduct Authority (FCA).

2059. Statement on transitional arrangements for trading venues under MiFIR Article 54(2)

      Statements

      Published: 03/01/2018

      Last modified: 03/01/2018

      Statement on transitional arrangements for trading venues under MiFIR Article 54(2). Statements First published:. 03/01/2018. Last updated: 03/01/2018. Share page. Statement on transitional arrangements for trading venues under MiFIR Article 54(2).

2060. FCA statement on European Commission announcement on the Insurance Distribution Directive (IDD)

      Statements

      Published: 21/12/2017

      Last modified: 05/01/2018

      FCA statement on European Commission announcement on the Insurance Distribution Directive (IDD). Statements First published:. 21/12/2017. Last updated: 05/01/2018. Share page. FCA statement on European Commission announcement on the Insurance