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FCA publishes final report into asset management sector
The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector. -
FCA proposes changes to advice on pension transfers
The Financial Conduct Authority (FCA) has today published new proposals on advice relating to pension transfers where consumers have safeguarded benefits, primarily for transfers from defined benefit to defined contribution pension schemes. -
FCA asks for feedback on consumer access to insurance
The Financial Conduct Authority (FCA) is seeking views and evidence of the challenges firms face in providing travel insurance for consumers who have, or have had, cancer, and the challenges for these consumers in accessing insurance. The paper is -
FCA statement after Serious Fraud Office charges in Barclays Qatar capital raising case
FCA statement after Serious Fraud Office charges in Barclays Qatar capital raising case. Statements First published:. 20/06/2017. Last updated: 20/06/2017. Share page. FCA statement after Serious Fraud Office charges in Barclays Qatar capital -
MiFID II: applications for permissions needed now
MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK. -
John Griffith-Jones confirms plan to leave the FCA and PSR in March 2018
John Griffith-Jones confirms plan to leave the FCA and PSR in March 2018. Statements First published:. 18/06/2017. Last updated: 18/06/2017. Share page. John Griffith-Jones confirms plan to leave the FCA and PSR in March 2018. John Griffith-Jones, -
Two charged with insider dealing
The Financial Conduct Authority (FCA) has instituted criminal proceedings against Fabiana Abdel-Malek (date of birth 17/09/1982), a former compliance officer employed by UBS AG’s London Branch and Walid Anis Choucair (date of birth 04/03/1979) -
Admiral agrees to contact customers who may have been given inaccurate information in renewal documents
New rules introduced by the Financial Conduct Authority (FCA) in April 2017 require firms to clearly show the insurance premium a customer paid last year alongside their proposed renewal premium. -
Financial Conduct Authority provides update on regulatory sandbox
The Financial Conduct Authority (FCA) today provides an update on its regulatory sandbox and unveils the list of firms that were successful in their applications to begin testing in the second cohort of the sandbox. -
Temporary restriction in short selling: Liberbank, S.A
Temporary restriction in short selling: Liberbank, S.A. News stories First published:. 12/06/2017. Last updated: 13/07/2017. Temporary restriction in short selling: Liberbank, S.A. The Financial Conduct Authority (“FCA”) would like to draw the