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2261. Total number of complaints continues to fall

      Press Releases

      Published: 06/10/2016

      Last modified: 06/10/2016

      Financial services firms recorded a 2.6% reduction in new complaints between January and June 2016 compared to the previous six months, according to new complaints data published today by the Financial Conduct Authority. The total number of

2262. FCA publishes proposals on transactions cost disclosure

      Press Releases

      Published: 05/10/2016

      Last modified: 05/10/2016

      The Financial Conduct Authority has today published proposed rules and guidance aimed at standardising the disclosure of the transaction costs incurred by pension investments.

2263. FCA fines Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited £8.2m for Client Money and Assets failings

      Press Releases

      Published: 05/10/2016

      Last modified: 03/11/2016

      The Financial Conduct Authority (FCA) has today fined Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited (together Aviva) £8,246,800 for failings in its oversight of its outsourced providers in relation to the protection of client assets.

2264. FCA publishes third MiFID II consultation paper

      Press Releases

      Published: 29/09/2016

      Last modified: 29/09/2016

      The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

2265. Former Investment Portfolio Manager charged with insider dealing

      Press Releases

      Published: 29/09/2016

      Last modified: 29/09/2016

      The Financial Conduct Authority (FCA) has instituted criminal proceedings against Mark Alexander Lyttleton (date of birth 9 June 1971), a former Investment Portfolio Manager at Blackrock Investment Management (UK) Ltd.  Mr Lyttleton is charged with

2266. FCA proposes new measures to maintain firms’ focus on culture

      Press Releases

      Published: 28/09/2016

      Last modified: 28/09/2016

      The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures to further strengthen the regime. The

2267. Alex Hope sentenced for failing to pay confiscation order

      Press Releases

      Published: 27/09/2016

      Last modified: 27/09/2016

      Alex Hope was today (27 September 2016) sentenced to 603 days’ imprisonment for failing to pay the full value of a confiscation order made against him.

2268. Live & Local: six regions down, six more to go

      News stories

      Published: 26/09/2016

      Last modified: 26/09/2016

      Our regional engagement programme – FCA: Live & Local – will visit East Anglia in October.

2269. Solo Capital Partners LLP

      Statements

      Published: 23/09/2016

      Last modified: 15/11/2016

      On 22 September 2016 at 3.50pm, Solo Capital Partners LLP formally entered into Special Administration Regime insolvency proceedings. The other regulated entities of the Solo Group, West Point Derivatives Ltd, Old Park Lane Capital Limited and

2270. FCA systems now available again

      Statements

      Published: 23/09/2016

      Last modified: 25/09/2016

      There was a physical hardware incident at a supplier's data centre on Friday; we put in place our recovery arrangements and they have operated as planned. The majority of our systems are now operating again.