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New Handbook website
We launched a new Handbook website on 29 August 2015. This will make it easier for firms to use and navigate the Handbook. -
FCA Mortgage Conference – 7 September 2015
FCA Mortgage Conference – 7 September 2015. News stories First published:. 27/08/2015. Last updated: 27/08/2015. Share page. FCA Mortgage Conference – 7 September 2015. We are hosting our Mortgage Conference on 7 September 2015 at the QEII -
FCA reaches agreement with HFO Services Limited, Roxburghe (UK) Limited and HFO Capital Limited
FCA reaches agreement with HFO Services Limited, Roxburghe (UK) Limited and HFO Capital Limited. Statements First published:. 21/08/2015. Last updated: 21/08/2015. Share page. FCA reaches agreement with HFO Services Limited, Roxburghe (UK) Limited -
FCA statement regarding Quindell Plc.
In the light of the Serious Fraud Office’s (SFO) decision to launch an investigation into the business and accounting practices at Quindell Plc, and following consultation with the SFO, the Financial Conduct Authority has decided to discontinue -
Consumer redress scheme opens – card security product holders have until March 2016 to claim compensation
Consumer redress scheme opens – card security product holders have until March 2016 to claim compensation. Press Releases First published:. 18/08/2015. Last updated: 01/09/2015. Share page. Consumer redress scheme opens – card security product -
FCA publishes rules on how it will apply the new accountability regime to UK branches of overseas banks and Solvency II firms
FCA publishes rules on how it will apply the new accountability regime to UK branches of overseas banks and Solvency II firms. Press Releases First published:. 13/08/2015. Last updated: 19/04/2016. Share page. FCA publishes rules on how it will -
FCA bans and fines Robert Shaw, of TailorMade Independent Ltd, for SIPP advisory failings
Robert Shaw, former director of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), has been banned from senior positions in financial services and fined £41,400 by the Financial Conduct Authority (FCA). -
FCA secures High Court Judgment awarding injunction and over £7 million in penalties against five defendants for market abuse
The High Court today held that the Financial Conduct Authority (FCA) is entitled to permanent injunctions and penalties totalling £7,570,000 against Da Vinci Invest Ltd, Mineworld Ltd, Mr Szabolcs Banya, Mr Gyorgy Szabolcs Brad and Mr Tamas Pornye -
The Financial Conduct Authority censures the Co-operative Bank for listing rules breaches and failing to be open with the regulator
The Financial Conduct Authority (FCA) has issued a public censure against The Co-operative Bank plc (Co-op Bank) for breaching its Listing Rules. The Listing Rules require issuers to ensure that information published is not misleading so that -
Statement on the Financial Advice Market Review
Statement on the Financial Advice Market Review. Statements First published:. 03/08/2015. Last updated: 03/08/2015. Share page. Statement on the Financial Advice Market Review. Today the Financial Conduct Authority (FCA) and HM Treasury have