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  1. Cash Finance Direct (Holdings) Limited

    Statements

    Published: 19/12/2014

    Last modified: 19/12/2014

    On the 17 December the FCA posted on its website a warning about an entity styling itself Cash Finance Direct.
  2. Temporary prohibition of short selling: Banco BPI, S.A.

    Statements

    Published: 18/12/2014

    Last modified: 13/03/2017

    Temporary prohibition of short selling: Banco BPI, S.A. Statements First published:. 18/12/2014. Last updated: 13/03/2017. Share page. Temporary prohibition of short selling: Banco BPI, S.A.. The Financial Conduct Authority (“FCA”) notifies
  3. Debt management firm Harrington Brooks to pay redress to 4,500 customers, says FCA

    Press Releases

    Published: 18/12/2014

    Last modified: 03/11/2016

    Debt management firm Harrington Brooks to pay redress to 4,500 customers, says FCA. Press Releases First published:. 18/12/2014. Last updated: 03/11/2016. Share page. Debt management firm Harrington Brooks to pay redress to 4,500 customers, says FCA
  4. Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes

    Press Releases

    Published: 17/12/2014

    Last modified: 17/12/2014

    Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes. Press Releases First published:. 17/12/2014. Last updated: 17/12/2014. Share page. Defined contribution workplace pensions: The audit of charges and
  5. Post-implementation review of the Retail Distribution Review

    News stories

    Published: 16/12/2014

    Last modified: 06/01/2017

    Post-implementation review of the Retail Distribution Review. News stories First published:. 16/12/2014. Last updated: 06/01/2017. Post-implementation review of the Retail Distribution Review. We publish the findings from the first stage of our post
  6. Early indications that reforms of financial advice are working

    Press Releases

    Published: 16/12/2014

    Last modified: 12/04/2024

    Financial advisers are offering investors an increasingly professional service tailored to their individual needs, an FCA review has found.
  7. Transposition of the Recovery and Resolution Directive

    Statements

    Published: 15/12/2014

    Last modified: 15/12/2014

    Transposition of the Recovery and Resolution Directive. Statements First published:. 15/12/2014. Last updated: 15/12/2014. Share page. Transposition of the Recovery and Resolution Directive. The FCA expects the full powers necessary to make final
  8. Former Blackrock Asset Management Managing Director Banned

    Press Releases

    Published: 15/12/2014

    Last modified: 15/12/2014

    Former Blackrock Asset Management Managing Director Banned. Press Releases First published:. 15/12/2014. Last updated: 15/12/2014. Share page. Former Blackrock Asset Management Managing Director Banned. The Financial Conduct Authority (FCA) has
  9. FCA consults on complaints handling improvements

    Press Releases

    Published: 12/12/2014

    Last modified: 07/02/2022

    Financial services firms will no longer be able to use premium rate telephone numbers for customers as part of a series of proposals from the Financial Conduct Authority (FCA) on changes to the rules on complaint handling and post-sale telephone
  10. FCA proposals to tackle issues in GAP insurance market

    Press Releases

    Published: 12/12/2014

    Last modified: 12/12/2014

    FCA proposals to tackle issues in GAP insurance market. Press Releases First published:. 12/12/2014. Last updated: 12/12/2014. Share page. FCA proposals to tackle issues in GAP insurance market. The Financial Conduct Authority (FCA) is proposing
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