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Showing 2601 to 2610 of 2979 search results.

  1. FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures

    Press Releases

    Published: 20/11/2014

    Last modified: 20/11/2014

    FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures. Press Releases First published:. 20/11/2014. Last updated: 20/11/2014. Share page. FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures. The Financial
  2. FCA fines Chase de Vere for failures surrounding sale of Keydata Products

    Press Releases

    Published: 17/11/2014

    Last modified: 17/11/2014

    FCA fines Chase de Vere for failures surrounding sale of Keydata Products. Press Releases First published:. 17/11/2014. Last updated: 17/11/2014. Share page. FCA fines Chase de Vere for failures surrounding sale of Keydata Products. The Financial
  3. Customers of Corporate Advances Ltd may be able to claim a refund

    News stories

    Published: 17/11/2014

    Last modified: 17/11/2014

    Customers of Corporate Advances Ltd may be able to claim a refund. News stories First published:. 17/11/2014. Last updated: 17/11/2014. Customers of Corporate Advances Ltd may be able to claim a refund. Corporate Advances Ltd is in liquidation. If
  4. The Financial Conduct Authority and industry agree to improve the way consumer complaints are dealt with

    Press Releases

    Published: 17/11/2014

    Last modified: 01/11/2016

    The Financial Conduct Authority and industry agree to improve the way consumer complaints are dealt with. Press Releases First published:. 17/11/2014. Last updated: 01/11/2016. Share page. The Financial Conduct Authority and industry agree to
  5. FCA finds small firms need to manage financial crime risks more effectively

    Press Releases

    Published: 14/11/2014

    Last modified: 23/11/2021

    The Financial Conduct Authority (FCA) has found that many small banks and commercial insurance intermediaries fail to effectively manage financial crime risk.
  6. FCA confirms price cap rules for payday lenders

    Press Releases

    Published: 11/11/2014

    Last modified: 17/11/2014

    FCA confirms price cap rules for payday lenders. Press Releases First published:. 11/11/2014. Last updated: 17/11/2014. FCA confirms price cap rules for payday lenders. People using payday lenders and other providers of high-cost short-term credit
  7. Temporary ban on net short positions: Banca Monte dei Paschi di Siena and Banca Carige (extension)

    Statements

    Published: 11/11/2014

    Last modified: 11/11/2014

    Temporary ban on net short positions: Banca Monte dei Paschi di Siena and Banca Carige (extension). Statements First published:. 11/11/2014. Last updated: 11/11/2014. Share page. Temporary ban on net short positions: Banca Monte dei Paschi di Siena
  8. Former Moore Capital trader pleads guilty to insider dealing

    Press Releases

    Published: 07/11/2014

    Last modified: 05/04/2023

    In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing
  9. Temporary prohibition of short selling: Portugal Telecom

    Statements

    Published: 05/11/2014

    Last modified: 09/12/2016

    Temporary prohibition of short selling: Portugal Telecom. Statements First published:. 05/11/2014. Last updated: 09/12/2016. Share page. Temporary prohibition of short selling: Portugal Telecom. The Financial Conduct Authority (“FCA”) notifies
  10. Former Swinton executives fined and banned from senior roles after insurance add-ons mis-selling

    Press Releases

    Published: 05/11/2014

    Last modified: 29/11/2021

    The Financial Conduct Authority (FCA) has fined three former senior executives of Swinton Group Limited (Swinton) £928,000. The FCA’s action follows previous enforcement action taken against Swinton: in 2013 it was fined £7.4m after it adopted
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