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Showing 2641 to 2650 of 2979 search results.

2641. FCA fines RBS and NatWest for failures in mortgage advice process

      Press Releases

      Published: 27/08/2014

      Last modified: 12/09/2014

      FCA fines RBS and NatWest for failures in mortgage advice process. Press Releases First published:. 27/08/2014. Last updated: 12/09/2014. Share page. FCA fines RBS and NatWest for failures in mortgage advice process. The Financial Conduct Authority

2642. FCA use of Attestations

      News stories

      Published: 26/08/2014

      Last modified: 26/08/2014

      FCA use of Attestations. News stories First published:. 26/08/2014. Last updated: 26/08/2014. FCA use of Attestations. Exchange of letters between Clive Adamson, FCA director of supervision and Graham Beale, Chairman of the FCA Practitioner Panel

2643. Retrospective application of regulatory rules: call for examples

      News stories

      Published: 21/08/2014

      Last modified: 21/08/2014

      Retrospective application of regulatory rules: call for examples. News stories First published:. 21/08/2014. Last updated: 21/08/2014. Share page. Retrospective application of regulatory rules: call for examples. We are asking for examples on

2644. FCA says firms must do more to ensure financial promotions do not mislead

      Press Releases

      Published: 13/08/2014

      Last modified: 29/11/2016

      FCA says firms must do more to ensure financial promotions do not mislead. Press Releases First published:. 13/08/2014. Last updated: 29/11/2016. Share page. FCA says firms must do more to ensure financial promotions do not mislead. The Financial

2645. Temporary prohibition of short selling

      Statements

      Published: 08/08/2014

      Last modified: 13/03/2017

      Temporary prohibition of short selling. Statements First published:. 08/08/2014. Last updated: 13/03/2017. Temporary prohibition of short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

2646. Temporary prohibition of short selling

      Statements

      Published: 08/08/2014

      Last modified: 15/03/2017

      Temporary prohibition of short selling. Statements First published:. 08/08/2014. Last updated: 15/03/2017. Temporary prohibition of short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

2647. Temporary restriction in short selling

      Statements

      Published: 07/08/2014

      Last modified: 13/03/2017

      Temporary restriction in short selling. Statements First published:. 07/08/2014. Last updated: 13/03/2017. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

2648. FCA fines Stonebridge International Insurance Limited £8.4m in relation to sales of insurance policies

      Press Releases

      Published: 07/08/2014

      Last modified: 07/08/2014

      FCA fines Stonebridge International Insurance Limited £8.4m in relation to sales of insurance policies. Press Releases First published:. 07/08/2014. Last updated: 07/08/2014. Share page. FCA fines Stonebridge International Insurance Limited £8.4m

2649. FCA sets out its approach to financial promotions in social media

      Press Releases

      Published: 06/08/2014

      Last modified: 06/08/2014

      FCA sets out its approach to financial promotions in social media. Press Releases First published:. 06/08/2014. Last updated: 06/08/2014. Share page. FCA sets out its approach to financial promotions in social media. The Financial Conduct Authority

2650. FCA restricts distribution of CoCos to retail investors

      Press Releases

      Published: 05/08/2014

      Last modified: 06/01/2017

      FCA restricts distribution of CoCos to retail investors. Press Releases First published:. 05/08/2014. Last updated: 06/01/2017. Share page. FCA restricts distribution of CoCos to retail investors. In the first use of new consumer protection powers,