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Showing 2711 to 2720 of 2979 search results.

  1. FCA set to implement new listing rules in May 2014

    Statements

    Published: 01/05/2014

    Last modified: 01/05/2014

    FCA set to implement new listing rules in May 2014. Statements First published:. 01/05/2014. Last updated: 01/05/2014. Share page. FCA set to implement new listing rules in May 2014. The Financial Conduct Authority (FCA) Board has today made the

  2. Former UBS trader banned for failings related to US$2.3 billion unauthorised trading losses by Kweku Adoboli

    Press Releases

    Published: 01/05/2014

    Last modified: 24/11/2021

    The Financial Conduct Authority (FCA) has banned John Christopher Hughes from performing any function in relation to any regulated activity in the financial services industry.

  3. Statement following successful abuse argument by the defence in R v Crawley & others (Southwark CC)

    Statements

    Published: 01/05/2014

    Last modified: 09/12/2016

    Statement following successful abuse argument by the defence in R v Crawley & others (Southwark CC). Statements First published:. 01/05/2014. Last updated: 09/12/2016. Share page. Statement following successful abuse argument by the defence in R v

  4. Invesco Perpetual fined £18.6 million for failings in fund management

    Press Releases

    Published: 28/04/2014

    Last modified: 28/04/2014

    Invesco Perpetual fined £18.6 million for failings in fund management. Press Releases First published:. 28/04/2014. Last updated: 28/04/2014. Share page. Invesco Perpetual fined £18.6 million for failings in fund management. The Financial Conduct

  5. Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert

    News stories

    Published: 28/04/2014

    Last modified: 28/04/2014

    Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert. News stories First published:. 28/04/2014. Last updated: 28/04/2014. Share page. Pension transfers or switches with a

  6. New mortgage rules come into force

    Press Releases

    Published: 26/04/2014

    Last modified: 09/12/2016

    New mortgage rules come into force. Press Releases First published:. 26/04/2014. Last updated: 09/12/2016. Share page. New mortgage rules come into force. From today, new rules from the Financial Conduct Authority (FCA) come into force which will

  7. Antony Townsend to be new Complaints Commissioner

    Press Releases

    Published: 25/04/2014

    Last modified: 25/04/2014

    Antony Townsend to be new Complaints Commissioner. Press Releases First published:. 25/04/2014. Last updated: 25/04/2014. Share page. Antony Townsend to be new Complaints Commissioner. The Bank of England and the Financial Conduct Authority (FCA)

  8. FCA appoints two new senior advisers focused on competition and investment banking

    Press Releases

    Published: 23/04/2014

    Last modified: 23/04/2014

    FCA appoints two new senior advisers focused on competition and investment banking. Press Releases First published:. 23/04/2014. Last updated: 23/04/2014. Share page. FCA appoints two new senior advisers focused on competition and investment banking

  9. FCA bans partners of firm that failed to consider customer SIPP suitability

    Press Releases

    Published: 17/04/2014

    Last modified: 20/05/2014

    FCA bans partners of firm that failed to consider customer SIPP suitability. Press Releases First published:. 17/04/2014. Last updated: 20/05/2014. Share page. FCA bans partners of firm that failed to consider customer SIPP suitability. Andrew Rees

  10. Tribunal upholds £80,000 fine for broker who lied about income and used falsified payslips in mortgage application

    Press Releases

    Published: 17/04/2014

    Last modified: 29/11/2021

    The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to impose a financial penalty of £80,000 on Amir Khan, director of Sovereign Worldwide Limited (Sovereign), for dishonestly submitting false income
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