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Showing 2741 to 2750 of 2979 search results.

2741. Santander UK fined £12.4m for widespread investment advice failings

      Press Releases

      Published: 26/03/2014

      Last modified: 25/11/2021

      Santander UK Plc has been fined £12,377,800 by the Financial Conduct Authority (FCA) after the regulator uncovered serious failings in the way it offered financial advice from its bank.

2742. Guide to the regulation of workplace defined contribution pensions

      News stories

      Published: 21/03/2014

      Last modified: 12/01/2023

      We have jointly developed this guide with The Pensions Regulator to provide an overview of how workplace defined contribution (DC) pensions are regulated to protect the interests of consumers.

2743. The Pensions Regulator and the FCA publish joint regulatory guide

      Press Releases

      Published: 21/03/2014

      Last modified: 01/04/2014

      The Pensions Regulator and the FCA publish joint regulatory guide. Press Releases First published:. 21/03/2014. Last updated: 01/04/2014. Share page. The Pensions Regulator and the FCA publish joint regulatory guide. A new guide that sets out how

2744. FCA winds up a boiler room

      Press Releases

      Published: 20/03/2014

      Last modified: 01/04/2014

      FCA winds up a boiler room. Press Releases First published:. 20/03/2014. Last updated: 01/04/2014. Share page. FCA winds up a boiler room. On 18 March 2014, the High Court made a winding up order against First Capital Wealth Limited (FCW) and the

2745. FCA bans and fines trader £662,700 for manipulating gilt price during QE

      Press Releases

      Published: 20/03/2014

      Last modified: 01/04/2014

      FCA bans and fines trader £662,700 for manipulating gilt price during QE. Press Releases First published:. 20/03/2014. Last updated: 01/04/2014. Share page. FCA bans and fines trader £662,700 for manipulating gilt price during QE. Mark Stevenson,

2746. The Financial Conduct Authority publishes review into delivering ‘independent’ financial advice following the implementation of the Retail Distribution Review

      Press Releases

      Published: 20/03/2014

      Last modified: 20/03/2014

      The Financial Conduct Authority publishes review into delivering ‘independent’ financial advice following the implementation of the Retail Distribution Review. Press Releases First published:. 20/03/2014. Last updated: 20/03/2014. Share page.

2747. Besso Limited fined for anti-bribery and corruption systems failings

      Press Releases

      Published: 19/03/2014

      Last modified: 19/03/2014

      Besso Limited fined for anti-bribery and corruption systems failings. Press Releases First published:. 19/03/2014. Last updated: 19/03/2014. Share page. Besso Limited fined for anti-bribery and corruption systems failings. The Financial Conduct

2748. Consumer credit supervision webinar

      News stories

      Published: 18/03/2014

      Last modified: 17/04/2026

      FCA supervision webinar looked at its approach to supervising firms and how consumer credit firms can prepare for being regulated.

2749. Update for investors in Arck LLP

      News stories

      Published: 17/03/2014

      Last modified: 18/05/2021

      Some investors in Arck LLP (Arck) are being written to with offers of financial support by Yorkshire Bank.

2750. FCA and Bank of England agree Memorandum of Understanding for supervision of markets and market infrastructure

      Statements

      Published: 17/03/2014

      Last modified: 17/03/2014

      FCA and Bank of England agree Memorandum of Understanding for supervision of markets and market infrastructure. Statements First published:. 17/03/2014. Last updated: 17/03/2014. Share page. FCA and Bank of England agree Memorandum of Understanding