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Showing 2771 to 2780 of 2979 search results.

2771. The Financial Conduct Authority publishes its findings on transition management

      Press Releases

      Published: 10/02/2014

      Last modified: 07/02/2022

      Over £165 billion of assets invested in pensions and other large funds are transferred between investment managers, markets and products every year – potentially affecting the returns enjoyed by millions of consumers on their investments – by

2772. The FCA appoints adviser on wholesale banking and investment management

      Press Releases

      Published: 07/02/2014

      Last modified: 13/01/2026

      The FCA has appointed James Kelly as an adviser in the wholesale banking and investment management division within Supervision.

2773. Mortgage Market Review (MMR) workshop webcast

      News stories

      Published: 03/02/2014

      Last modified: 12/09/2014

      Mortgage Market Review (MMR) workshop webcast. News stories First published:. 03/02/2014. Last updated: 12/09/2014. Share page. Mortgage Market Review (MMR) workshop webcast. Following our MMR workshops late last year, we have developed a webcast

2774. CPP redress scheme opens - customers have until end of August 2014 to claim

      Press Releases

      Published: 03/02/2014

      Last modified: 03/02/2014

      CPP redress scheme opens - customers have until end of August 2014 to claim. Press Releases First published:. 03/02/2014. Last updated: 03/02/2014. Share page. CPP redress scheme opens - customers have until end of August 2014 to claim. Seven

2775. State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings

      Press Releases

      Published: 31/01/2014

      Last modified: 31/01/2014

      State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings. Press Releases First published:. 31/01/2014. Last updated: 31/01/2014. Share page. State Street UK fined £22.9m by Financial Conduct Authority for

2776. New rules proposed for sponsors to enhance listing regime

      Press Releases

      Published: 30/01/2014

      Last modified: 30/01/2014

      New rules proposed for sponsors to enhance listing regime. Press Releases First published:. 30/01/2014. Last updated: 30/01/2014. Share page. New rules proposed for sponsors to enhance listing regime. Proposed new rules to ensure sponsors –

2777. Adviser banned and fined for fabricating RDR qualification certificates

      Press Releases

      Published: 30/01/2014

      Last modified: 30/01/2014

      Adviser banned and fined for fabricating RDR qualification certificates. Press Releases First published:. 30/01/2014. Last updated: 30/01/2014. Share page. Adviser banned and fined for fabricating RDR qualification certificates. Former retail

2778. FCA bans former BGC senior executive Anthony Verrier

      Press Releases

      Published: 29/01/2014

      Last modified: 30/06/2014

      FCA bans former BGC senior executive Anthony Verrier. Press Releases First published:. 29/01/2014. Last updated: 30/06/2014. Share page. FCA bans former BGC senior executive Anthony Verrier. The Financial Conduct Authority (FCA) has banned Anthony

2779. Temporary restriction in short selling

      Statements

      Published: 27/01/2014

      Last modified: 13/03/2017

      Temporary restriction in short selling. Statements First published:. 27/01/2014. Last updated: 13/03/2017. Temporary restriction in short selling. The Financial Conduct Authority (FCA) notifies that it temporarily restricts short selling in the

2780. £31m in compensation to be paid out following FCA’s Arch cru consumer redress scheme

      Press Releases

      Published: 27/01/2014

      Last modified: 27/01/2014

      £31m in compensation to be paid out following FCA’s Arch cru consumer redress scheme. Press Releases First published:. 27/01/2014. Last updated: 27/01/2014. Share page. £31m in compensation to be paid out following FCA’s Arch cru consumer