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Showing 531 to 540 of 2977 search results.
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Facet Investment Management Limited enters administration
On 23 August 2024, the director of Facet Investment Management Limited (Facet) placed the firm into administration. -
FCA announces work into pure protection market
The FCA will launch a market study into how pure protection insurance products are sold following concerns that competition is not working well in the market. -
Upper Tribunal ruling on Thomas Llewellyn Kalaris
The Upper Tribunal ruled in the FCA’s favour on the refusal to allow Mr Kalaris to perform senior manager functions. -
FCA calls on insurers to ensure they demonstrate fair value and good customer outcomes
Insurers and brokers have improved governance and oversight of how products are designed, managed, reviewed, and distributed, but many still cannot show how they are providing fair value to customers or that they were receiving good outcomes. -
PwC fined £15 million for failing to alert the FCA to suspected fraudulent activity at London Capital & Finance plc
The FCA has fined PricewaterhouseCoopers LLP (PwC) for failing to report to the regulator their belief that London Capital & Finance plc (LCF) might be involved in fraudulent activity. This is the first time the FCA has fined an audit firm. -
FCA censures auditor for failings in client asset reports
The FCA has censured the auditor Macintyre Hudson for failing to prepare client asset reports to the required standard. -
FCA fines FXTB for unfair customer treatment practices
Cypriot contract for differences firm Forex TB Limited has been fined £276,100 for failing to treat its customers fairly. -
FCA fines and bans Martin Sarl for dishonest and reckless conduct
We have banned Martin Sarl from working in the financial services industry and fined him £5,021 for acting without honesty and integrity. -
Central Markets Investment Management Limited enters liquidation
Dominik Thiel-Czerwinke and Louise Donna Baxter of Begbies Traynor (Central) LLP were appointed as joint liquidators. -
FCA progresses framework to drive long-term value for workplace pension savers
Pensions savers stand to benefit from a new proposed framework designed to shift the focus from costs to long-term value, and deliver better retirement savings.