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Showing 871 to 880 of 2977 search results.
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Restrictions placed on Nexus Independent Financial Advisers and Nexus Investment Managers
On 25 January 2023, the FCA imposed a number of restrictions on Nexus Independent Financial Advisers and Nexus Investment Managers preventing them from carrying out any regulated activities and restricting access to their assets due to concerns -
FCA reappoints Chair of the Financial Ombudsman Service for a second term
Baroness Zahida Manzoor CBE has been reappointed as Chair of the Financial Ombudsman Service. -
British Steel pension scheme misleading redress offers
The FCA are aware that certain firms are making unsolicited offers to former British Steel pension scheme (BSPS) members who have not made complaints. -
Consumer warning on pre-paid probate plans
We strongly advise you to consider carefully whether a pre-paid probate plan meets your needs and offers value before buying as there are no regulatory protections in place for you. -
FCA issues statement of objections to 3 money transfer firms
In a statement of objections, the Financial Conduct Authority (FCA) alleges that Dollar East (International Travel & Money Transfer) Ltd, Hafiz Bros Travel & Money Transfer Limited, and LCC Trans-Sending Limited (including its parent company Small -
FCA highlights areas of focus for firms implementing the Consumer Duty
With 6 months to go before the Consumer Duty comes into force, the Financial Conduct Authority (FCA) has published a review of how firms are planning to implement the Duty. -
Five individuals face conspiracy to commit insider dealing and money laundering charges
The FCA has started criminal proceedings against 5 individuals for conspiracy to commit insider dealing and money laundering. -
Statement on wind-up of FSCB
The Financial Services Culture Board (FSCB) has supported industry in taking huge strides to improve culture following the financial crisis. -
Further update to ancillary activities exemption for commodity derivatives
In March 2022 we published a statement which provided an update on the ‘market share test’ as set out under Article 2 of UK MiFID RTS 20 relating to the ancillary activities exemption from authorisation as a MiFID investment firm for firms -
Short Term Finance Ltd enters Creditors Voluntary Liquidation
Customers who have questions should contact Moorfields Advisory Limited, the Joint Liquidators.