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FCA fines LJ Financial Planning Ltd £107,200
Independent financial advice firm is fined for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest. -
Information for customers of Inspire Insurance Services Limited
On 23 October 2020, the FCA imposed various requirements on Inspire Insurance Services Limited (Inspire). -
FCA confirms speculative mini-bond mass-marketing ban
The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities - including speculative mini-bonds - to retail investors. -
Cutover plan for firms migrating to FCA FIRDS and FITRS after the Brexit transition period
Details on how we’re moving MiFID reference data and transparency systems away from ESMA as part of the MiFID onshoring process. -
FCA publishes evaluation of its work on the financial advice market
FCA publishes evaluation of its work on the financial advice market. -
Information for consumers on transferring or switching UK pensions into international self-invested personal pensions (SIPPs)
Consumers transferring or switching their UK pensions into international self-invested personal pensions (SIPPs). -
FCA publishes evaluation of rent-to-own price cap
The FCA has published an evaluation of its price cap on rent-to-own (RTO) products, which came into force in April 2019. -
1 month to go: FCA reminds firms to be ready for end of transition period
The FCA has reminded firms to be ready for the end of the transition period in 1 month’s time. -
FCA charges Richard Jonathan Faithfull with one offence of money laundering
Following a joint investigation by the Financial Conduct Authority and City of London Police, the FCA has charged Richard Jonathan Faithfull with one offence of money laundering, contrary to Section 327 of the Proceeds of Crime Act -
Stephen Lewis Allen pleads not guilty to conspiracy to pervert the course of justice
Stephen Allen pleads not guilty to FCA charge of conspiracy to pervert the course of justice.